Laura J. Morrison
Professional summary
Laura Jane Morrison, who also goes by Laura Jane Farrell, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Laura is registered as a RR (Registered Representative) and started their career in finance in 2002. Laura has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura Jane Morrison's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 29, 2016 - February 23, 2017
EQUITY SERVICES, INC.
September 4, 2009 - August 10, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 18, 2007 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
September 28, 2005 - December 31, 2006
TRANSAMERICA CAPITAL, LLC
February 27, 2004 - September 11, 2005
MML DISTRIBUTORS, LLC
July 24, 2003 - March 2, 2004
VP DISTRIBUTORS LLC
November 21, 2002 - July 8, 2003
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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