Francois Lefebvre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francois Lefebvre, who also goes by Francois Lefebure, was a registered financial professional .
Francois is a previously registered financial professional and started their career in finance in 2001. Francois had worked at 1 firm and has passed the SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2001 - April 20, 2015
PGM GLOBAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 37
Date: 8/16/2001
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
PGM GLOBAL INC.
CRD#: 104387 / SEC#: , 8-52850
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
