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JT

John Tsagaroulis

PGM GLOBAL
Montreal Quebec, H3B 2N2
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CRD#: 4420360
JT

Professional summary


John Tsagaroulis is a registered financial professional currently at PGM GLOBAL INC. .

John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 1 firm and has passed the Series 99TO, SIE, Series 37 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Tsagaroulis's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 16, 2001 - Present

PGM GLOBAL INC.

Office #1: 1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2Office #2: 1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2
BD
CRD#: 104387
Montreal Quebec,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 37
Date: 8/14/2001
Canada Module of the General Securities Registered Representative (With Options Questions)
Principal/Supervisory Exam
RR
Series 24
Date: 10/29/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


PG
PGM GLOBAL INC.
BROCKHOUSE & COOPER INC. | PGM GLOBAL INC. | PAVILION GLOBAL MARKETS LTD.

CRD#: 104387 / SEC#: , 8-52850

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2
Mailing Address
1010 De La Gauchetiere W, Suite 2010, Montreal Quebec, H3B 2N2
Phone number
(514) 932-7171
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PGM GLOBAL HOLDINGS INC.SHAREHOLDER
CHOUEIRI, MARIODIRECTOR5178472
FARINACCI, GIANCARLE MICHELECHIEF FINANCIAL OFFICER / FINOP / CCO6566388

Red Flags


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Company Information


PGM GLOBAL INC.

CRD#: 104387Montreal Quebec, H3B 2N2

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