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Patrick Michael Mcentyre

NATIONAL BANK OF CANADA FINANCIAL
TORONTO, ONTARIO,
·CRD# 4420353·25 years experience

Professional Summary

Patrick Michael Mcentyre, who also goes by Patrick M Mcentyre, is a registered financial advisor currently at NATIONAL BANK OF CANADA FINANCIAL INC.. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2001. Patrick has worked at 4 firms and has passed the Series 63, SIE, Series 38 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick M Mcentyre

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

NATIONAL BANK OF CANADA FINANCIAL INC.·CRD# 22698
BD
130 King Street, Toronto, Ontario, M5X 1J9
February 2, 2015 - Present
NBF SECURITIES (USA) CORP.·CRD# 25541
BD
Montreal
May 7, 2013 - February 2, 2015
VIRTU ITG LLC·CRD# 29299
BD
Toronto
October 3, 2006 - April 17, 2013
PGM GLOBAL INC.·CRD# 104387
BD
Montreal Quebec
August 16, 2001 - April 12, 2006

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Current Firm

NB
NATIONAL BANK OF CANADA FINANCIAL INC.

NATIONAL BANC FINANCIAL INC. | PUTNAM, LOVELL, DE GUARDIOLA & THORNTON INC. | PUTNAM, LOVELL & THORNTON INC. | PUTNAM LOVELL SECURITIES INC. | PUTNAM LOVELL NBF SECURITIES INC. | PUTNAM LOVELL NBF | NATIONAL BANK OF CANADA FINANCIAL INC.

CRD#: 22698 / SEC#: 8-39947
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

65 East 55th Street 8th Floor, New York, NY 10022

Mailing Address

65 East 55th Street 8th Floor, New York, NY 10022

Phone Number

(212) 546-7500

Established

Delaware since 06/01/1987

Firm Type

Corporation

Fiscal Year End

October

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NATIONAL BANK OF CANADA FINANCIAL GROUP INC.SHAREHOLDER—
BONDY, TODD RICHARDMANAGING DIRECTOR, CO-HEAD OF US FIXED INCOME SALES & TRADING2526622
CROSSKILL MACDONALD, BENJAMIN STONEMANAGING DIRECTOR AND HEAD OF EQUITY DELTA ONE & GSF5923992
DONNELLY, MICHAEL PATRICKMANAGING DIRECTOR, CO-HEAD OF US FIXED INCOME SALES & TRADING2530195
DUBUC, ETIENNECHAIRMAN OF BOARD, EQUITIES SALES SUPERVISOR6628432
GRABOVSKY, YURICHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, AND FINOP4149242
HEALEY, SEAN CHRISTOPHERPRESIDENT, CEO, CTO, MANAGING DIRECTOR, GLOBAL SECURITIES FINANCE, REGISTERED OPTIONS SECURITIES FUTURES PRINCIPAL3218329
HOOD, ANDREW PETERANTI-MONEY LAUNDERING COMPLIANCE OFFICER3008883
KATCHOUNI, ALAINMANAGING DIRECTOR AND HEAD OF EQUITIES4863032
KELLER, SETH MICHAELMANAGING DIRECTOR, GLOBAL HEAD OF POWER, UTILITIES, AND INFRASTRUCTURE5785498
LOCAS, YVES JOSEPHMANAGING DIRECTOR, HEAD OF U.S. DEBT SYNDICATION6038023
MCENTYRE, PATRICK MICHAELMANAGING DIRECTOR, INSTITUTIONAL EQUITY ELECTRONIC TRADING AND SERVICES4420353
MCGOWAN, KATIE MARIECHIEF COMPLIANCE OFFICER5111849
MILLER, ROBERT DENNISMANAGING DIRECTOR, HEAD OF U.S. DEBT CAPITAL MARKETS2991181
PETITTO, LOUIS ROBERTCHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER6449700
SCHOLL, STEVEN CHRISTOPHERMANAGING DIRECTOR, EQUITY FINANCE2156531

Disclosures

Regulatory Event

10

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/2/2015)
RR
Alaska
(2/2/2015)
RR
Arizona
(2/2/2015)
RR
Arkansas
(2/18/2015)
RR
California
(2/2/2015)
RR
Colorado
(2/2/2015)
RR
Connecticut
(2/2/2015)
RR
Delaware
(2/2/2015)
RR
District of Columbia
(2/2/2015)
RR
Florida
(2/2/2015)
RR
Georgia
(2/2/2015)
RR
Hawaii
(2/18/2015)
RR
Idaho
(2/2/2015)
RR
Illinois
(2/2/2015)
RR
Indiana
(2/2/2015)
RR
Iowa
(2/2/2015)
RR
Kansas
(2/2/2015)
RR
Kentucky
(2/2/2015)
RR
Louisiana
(2/2/2015)
RR
Maine
(2/18/2015)
RR
Maryland
(2/2/2015)
RR
Massachusetts
(2/2/2015)
RR
Michigan
(2/2/2015)
RR
Minnesota
(2/2/2015)
RR
Mississippi
(2/18/2015)
RR
Missouri
(2/18/2015)
RR
Montana
(2/2/2015)
RR
Nebraska
(2/18/2015)
RR
Nevada
(2/2/2015)
RR
New Hampshire
(2/2/2015)
RR
New Jersey
(2/2/2015)
RR
New Mexico
(2/2/2015)
RR
New York
(2/2/2015)
RR
North Carolina
(2/2/2015)
RR
North Dakota
(2/18/2015)
RR
Ohio
(2/2/2015)
RR
Oklahoma
(2/2/2015)
RR
Oregon
(2/2/2015)
RR
Pennsylvania
(2/2/2015)
RR
Puerto Rico
(2/18/2015)
RR
Rhode Island
(2/2/2015)
RR
South Carolina
(2/2/2015)
RR
South Dakota
(2/18/2015)
RR
Tennessee
(2/2/2015)
RR
Texas
(2/2/2015)
RR
Utah
(2/2/2015)
RR
Vermont
(2/2/2015)
RR
Virginia
(2/2/2015)
RR
Washington
(2/2/2015)
RR
West Virginia
(2/2/2015)
RR
Wisconsin
(2/2/2015)
RR
Wyoming
(2/2/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)

Passed Aug 2001

Series 24 — General Securities Principal Examination

Passed Feb 2014About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Michael Mcentyre's CRS (Customer Relationship Summary).

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