Idris A. Mortley
Professional summary
Idris Afar Mortley is a registered financial professional currently at LUCID CAPITAL MARKETS, LLC located in New York, New York.
Idris is registered as a RR (Registered Representative) and started their career in finance in 2002. Idris has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Idris Afar Mortley's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2017 - Present
LUCID CAPITAL MARKETS, LLC
Office #1: One Liberty Plaza 7th Floor, Suite 701, New York, NY 10006June 12, 2002 - February 2, 2016
CORINTHIAN PARTNERS, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/9/2002
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
LUCID CAPITAL MARKETS, LLC
CRD#: 140345 / SEC#: , 8-67305
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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