Colleen Y. Kapoor
Professional summary
Colleen Yachimski Kapoor, who also goes by Colleen Ann Yachimski, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Colleen is registered as a RR (Registered Representative) and started their career in finance in 2001. Colleen has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colleen Yachimski Kapoor's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 1270 Avenue Of The Americas (6th Ave) Suite 1910, New York, NY 10020January 3, 2012 - February 17, 2022
BLACKROCK INVESTMENTS, LLC
November 6, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
January 31, 2007 - December 31, 2009
BLACKROCK EXECUTION SERVICES
October 26, 2001 - December 31, 2003
UNIFIED FINANCIAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2023)
(1/5/2023)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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