David B. Bruckman

NAVIS WEALTH ADVISORS LLC

Rye Brook, NY 10573

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CRD#: 4419254

Professional summary

David Benjamin Bruckman, CLU®, who also goes by David Bruckman, is a registered financial advisor currently at NAVIS WEALTH ADVISORS LLC located in Rye Brook, New York and GREAT POINT CAPITAL LLC located in Rye Brook, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. David has worked at 11 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Bruckman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Bruckman is a senior wealth strategist with Navis Wealth Advisors. The address of Navis Wealth Advisors is 700 Westchester Ave, Rye Brook, NY, 10573. The start date is March 2021. His duties will be that of a financial advisor, and he plans to spend 40 hours per month during normal trading hours and 30 hours per month outside of normal trading hours. This is investment related. David Bruckman is counsel with BellaviaBlatt, PC, a law firm. The address of BellaviaBlatt, PC is 200 Old Country Road, Ste 400, Mineola NY 11501. The start date is April 1, 2024. His duties will be helping clients with estate planning. drafting Wills and Trusts, and he plans to spend 8 hours per month during normal trading hours and 12 hours per month outside of normal trading hours. This is not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Benjamin Bruckman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CLU^®

Chartered Life Underwriter

Experience

Current

April 16, 2021 - Present

NAVIS WEALTH ADVISORS LLC

Office #1: 800 Westchester Avenue Suite 700, Rye Brook, NY 10573

RIA

CRD#: 311171

Rye Brook, NY

Current

December 6, 2024 - Present

GREAT POINT CAPITAL LLC

Office #1: 800 Westchester Avenue Suite 700, Rye Brook, NY 10573

CRD#: 114203

Rye Brook, NY

Past

November 8, 2016 - June 25, 2020

M HOLDINGS SECURITIES, INC.

CRD#: 43285

White Plains, NY

Past

May 19, 2016 - February 17, 2021

APEXIUM FINANCIAL LP

RIA

CRD#: 283726

NEW YORK, NY

Past

January 13, 2012 - December 31, 2016

CITRIN COOPERMAN WEALTH MANAGEMENT, LP

RIA

CRD#: 146374

New York, NY

Past

July 13, 2011 - September 22, 2015

WELLFLEET INVESTMENTS LLC

CRD#: 18488

Great Neck, NY

Past

October 10, 2005 - May 5, 2011

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

January 31, 2005 - July 19, 2005

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 1, 2004 - January 31, 2005

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

January 8, 2002 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

June 26, 2001 - January 8, 2002

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIS WEALTH ADVISORS LLC

APELIUX CAPITAL ADVISORS, LLC | NAVIS WEALTH ADVISORS LLC

CRD#: 311171 / SEC#: 801-119746

RIA

Registered Investment Advisory firm - (11/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(4/16/2021)

New York
(2/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/3/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/30/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 10/18/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/14/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NAVIS WEALTH ADVISORS LLC

APELIUX CAPITAL ADVISORS, LLC | NAVIS WEALTH ADVISORS LLC

CRD#: 311171 / SEC#: 801-119746

RIA

Registered Investment Advisory firm - (11/6/2020 Approved)

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Contact information

Main Address

800 Westchester Avenue Suite 700, Rye Brook, NY 10573

Mailing Address

Phone number

(914) 848-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAVIS WEALTH ADVISORS DISCLOSURE BROCHURE (4/22/2025)

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 540,686,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David B. Bruckman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Benjamin Bruckman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

M HOLDINGS SECURITIES, INC.

APEXIUM FINANCIAL LP

CITRIN COOPERMAN WEALTH MANAGEMENT, LP

WELLFLEET INVESTMENTS LLC

TOWER SQUARE SECURITIES, INC.

OSAIC WEALTH, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

OSAIC FS, INC.

Primary Firm SEC Registration

NAVIS WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/3/2025

Series 65

Date: 3/30/2012

Series 6TO

Date: 10/18/2023

SIE

Date: 10/1/2018

Series 6

Date: 11/14/2000

FINRA

Current Firm

NAVIS WEALTH ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVIS WEALTH ADVISORS LLC

TRUST BUT VERIFY

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