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Michael D Bozzi

Michael D. Bozzi

STRATEGIC ADVISERS LLC | Financial Consultant
READING, MA
Some features on this profile are disabled
CRD#: 4419226
Michael D Bozzi

Professional summary

Michael D Bozzi, who also goes by Michael David Bozzi, Michael Bozzi, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Reading, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Burlington, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

As your Financial Consultant, I will partner with you to understand your short- and long-term goals and to help you design and execute a financial plan that is customized to meet your unique needs. Forming strong relationships with my clients and their families is of the utmost importance to me and I work hard to maintain a deep level of trust, reliability, and competency.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael David Bozzi | Michael Bozzi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael D Bozzi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Plymouth State College

Bachelor of Science (BS) - Finance

2001

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 44 Burlington Mall Road Ste 100, Burlington, MA 01803-4528
RIA
CRD#: 104555
READING, MA
Current

October 18, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 44 Burlington Mall Road Ste 100, Burlington, MA 01803
BD
CRD#: 7784
BURLINGTON, MA
Past

November 10, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BURLINGTON, MA
Past

April 30, 2018 - December 2, 2021

MORGAN STANLEY

RIA
CRD#: 149777
Boston, MA
Past

April 30, 2018 - December 2, 2021

MORGAN STANLEY

BD
CRD#: 149777
Boston, MA
Past

October 6, 2014 - March 19, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
CAMBRIDGE, MA
Past

October 3, 2014 - March 19, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CAMBRIDGE, MA
Past

November 3, 2008 - September 30, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
BOSTON, MA
Past

March 10, 2004 - September 30, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BOSTON, MA
Past

June 18, 2003 - November 26, 2003

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

January 30, 2002 - April 25, 2003

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

January 30, 2002 - April 25, 2003

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/18/2022)
RR
Connecticut
(10/18/2022)
RR
District of Columbia
(10/18/2022)
RR
Florida
(10/18/2022)
RR
Georgia
(10/18/2022)
RR
Illinois
(7/19/2024)
RR
Maine
(10/18/2022)
RR
Massachusetts
(10/18/2022)
IAR
Massachusetts
(3/31/2025)
RR
Michigan
(10/22/2025)
RR
New Hampshire
(10/18/2022)
RR
New York
(10/18/2022)
RR
North Carolina
(10/18/2022)
RR
Pennsylvania
(10/18/2022)
RR
Rhode Island
(10/18/2022)
RR
Texas
(10/28/2022)
IAR
Texas
(3/31/2025)
RR
Vermont
(10/18/2022)
RR
Virginia
(10/18/2022)
RR
Wisconsin
(10/22/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/16/2009
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/8/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/1/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Reading, MA

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