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EG

Evan R. Guido

CETERA INVESTMENT ADVISERS
Lakewood Ranch, FL 34240
Some features on this profile are disabled
CRD#: 4418691
EG

Professional summary

Evan Robin Guido is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lakewood Ranch, Florida and CETERA WEALTH SERVICES, LLC located in Lakewood Ranch, Florida.

Evan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Evan has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan Robin Guido's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 6260 Lake Osprey Dr, Lakewood Ranch, FL 34240
RIA
CRD#: 105644
Lakewood Ranch, FL
Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 6260 Lake Osprey Dr, Lakewood Ranch, FL 34240Office #2: 4853 S Orange Ave Suite A, Orlando, FL 32805
BD
CRD#: 13572
Lakewood Ranch, FL
Past

June 30, 2021 - October 15, 2025

AVANTAX PLANNING PARTNERS, INC.

RIA
CRD#: 106237
Lakewood Ranch, FL
Past

November 15, 2018 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Lakewood Ranch, FL
Past

November 12, 2018 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Lakewood Ranch, FL
Past

April 4, 2007 - November 29, 2018

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
SARASOTA, FL
Past

March 26, 2007 - November 29, 2018

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
SARASOTA, FL
Past

March 14, 2005 - March 19, 2007

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
SARASOTA, FL
Past

August 11, 2004 - March 19, 2007

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
SARASOTA, FL
Past

March 15, 2002 - August 4, 2004

SCOTTRADE, INC.

BD
CRD#: 8206
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/5/2025)
RR
Alaska
(9/5/2025)
RR
Arizona
(9/5/2025)
RR
California
(9/5/2025)
RR
Colorado
(9/5/2025)
RR
Connecticut
(9/5/2025)
RR
Delaware
(9/5/2025)
IAR
Florida
(8/12/2025)
RR
Florida
(9/5/2025)
RR
Georgia
(9/5/2025)
RR
Idaho
(9/18/2025)
RR
Illinois
(9/5/2025)
RR
Indiana
(9/5/2025)
RR
Iowa
(9/5/2025)
RR
Kentucky
(9/5/2025)
RR
Louisiana
(9/5/2025)
RR
Maine
(9/5/2025)
RR
Massachusetts
(9/5/2025)
RR
Michigan
(9/5/2025)
RR
Minnesota
(1/13/2026)
RR
New Hampshire
(9/5/2025)
RR
New Jersey
(9/5/2025)
RR
New Mexico
(9/5/2025)
RR
New York
(9/5/2025)
RR
North Carolina
(9/5/2025)
RR
Ohio
(9/5/2025)
RR
Oregon
(9/5/2025)
RR
Pennsylvania
(9/5/2025)
RR
Rhode Island
(9/5/2025)
RR
South Carolina
(9/5/2025)
RR
Tennessee
(9/5/2025)
RR
Texas
(9/5/2025)
IAR
Texas
(9/5/2025)
RR
Utah
(9/5/2025)
RR
Vermont
(9/5/2025)
RR
Virginia
(9/5/2025)
RR
Washington
(9/5/2025)
RR
Wisconsin
(9/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/13/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/1/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 6/10/2011
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/14/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Lakewood Ranch, FL 34240

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