Rajiv R. Vyas

GENTER CAPITAL MANAGEMENT

Los Angeles, CA 90025-1770

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CRD#: 4418680

Professional summary

Rajiv Randhir Vyas is a registered financial advisor currently at GENTER CAPITAL MANAGEMENT located in Los Angeles, California.

Rajiv is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Rajiv has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rajiv Randhir Vyas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2020 - Present

GENTER CAPITAL MANAGEMENT

Office #1: 11601 Wilshire Blvd. 25th Floor, Los Angeles, CA, 90025-1770

RIA

CRD#: 108618

Los Angeles, CA

Past

August 3, 2006 - November 3, 2010

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

RIA

CRD#: 106909

BALTIMORE, MD

Past

August 28, 2001 - February 15, 2002

CANON SECURITIES, LLC

CRD#: 104443

SANTA MONICA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENTER CAPITAL MANAGEMENT

GENTER CAPITAL MANAGEMENT | RNC GENTER CAPITAL MANAGEMENT | RNC CAPITAL MANAGEMENT LLC

CRD#: 108618 / SEC#: 801-55484

RIA

Registered Investment Advisory firm - (4/1/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 8/27/2001

General Securities Representative Examination

Current Firm

GENTER CAPITAL MANAGEMENT

GENTER CAPITAL MANAGEMENT | RNC GENTER CAPITAL MANAGEMENT | RNC CAPITAL MANAGEMENT LLC

CRD#: 108618 / SEC#: 801-55484

RIA

Registered Investment Advisory firm - (4/1/1998 Approved)

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Contact information

Main Address

11601 Wilshire Blvd. 25th Floor, Los Angeles, CA, 90025-1770

Mailing Address

Phone number

(310) 477-6543

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENTER CAPITAL FIRM BROCHURE 2024 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,072
AUM (Assets Under Management)	$ 4,527,711,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rajiv R. Vyas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rajiv Randhir Vyas's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENTER CAPITAL MANAGEMENT

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

CANON SECURITIES, LLC

Primary Firm SEC Registration

GENTER CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 7

Date: 8/27/2001

Current Firm

GENTER CAPITAL MANAGEMENT

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENTER CAPITAL MANAGEMENT

TRUST BUT VERIFY

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