VB
Vicki U. Bertholomey
TRUIST ADVISORY SERVICES
HIGH POINT, NC 27260-5018
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CRD#: 4418591
VB
Professional summary
Vicki Underwood Bertholomey, who also goes by VIcki Gail Bertholomey, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in High Point, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in High Point, North Carolina.
Vicki is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Vicki has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vicki Gail Bertholomey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Vicki Underwood Bertholomey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 620 N Main St Fl 2, High Point, NC 27260-5018RIA
CRD#: 283390
HIGH POINT, NC
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 620 N Main St Fl 2, High Point, NC 27260BD
CRD#: 17499
High Point, NC
Past
May 8, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
May 8, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
February 3, 2003 - June 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
HIGH POINT, NC
Past
February 3, 2003 - June 6, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
HIGH POINT, NC
Past
March 26, 2002 - January 21, 2003
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
HIGH POINT, NC
Past
March 26, 2002 - January 21, 2003
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
July 18, 2001 - October 30, 2001
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/8/2021)
RR
Alaska(4/8/2021)
RR
Arizona(4/8/2021)
RR
Arkansas(4/8/2021)
RR
California(4/8/2021)
RR
Colorado(4/8/2021)
RR
Connecticut(4/8/2021)
RR
Delaware(4/8/2021)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Hawaii(4/8/2021)
RR
Idaho(4/8/2021)
RR
Illinois(4/8/2021)
RR
Indiana(4/8/2021)
RR
Iowa(4/8/2021)
RR
Kansas(4/8/2021)
RR
Kentucky(4/8/2021)
RR
Louisiana(4/8/2021)
RR
Maine(4/8/2021)
RR
Maryland(4/8/2021)
RR
Massachusetts(4/8/2021)
RR
Michigan(4/8/2021)
RR
Minnesota(4/8/2021)
RR
Mississippi(4/8/2021)
RR
Missouri(4/8/2021)
RR
Montana(4/8/2021)
RR
Nebraska(4/8/2021)
RR
Nevada(4/8/2021)
RR
New Hampshire(4/8/2021)
RR
New Jersey(4/8/2021)
RR
New Mexico(4/8/2021)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
IAR
North Carolina(2/17/2021)
RR
North Dakota(4/8/2021)
RR
Ohio(4/8/2021)
RR
Oklahoma(4/8/2021)
RR
Oregon(4/8/2021)
RR
Pennsylvania(4/8/2021)
RR
Puerto Rico(4/8/2021)
RR
Rhode Island(4/8/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(4/8/2021)
RR
Tennessee(4/8/2021)
RR
Texas(2/17/2021)
RR
Utah(4/8/2021)
RR
Vermont(4/8/2021)
RR
Virgin Islands(4/8/2021)
RR
Virginia(4/8/2021)
RR
Washington(4/8/2021)
RR
West Virginia(4/8/2021)
RR
Wisconsin(4/8/2021)
RR
Wyoming(4/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390High Point, NC 27260-5018TRUST BUT VERIFY
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