WL
William W. Loberg
CETERA INVESTMENT ADVISERS LLC
FARGO, ND 58103
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CRD#: 4418093
WL
Professional summary
William Walter Loberg, who also goes by Bill Loberg, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fargo, North Dakota and CETERA WEALTH SERVICES, LLC located in Fargo, North Dakota.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. William has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Loberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES,
INVESTMENT RELATED,
SAME AS REGISTERED ADDRESS,
FIXED INSURANCE,
START 2011,
2HRS/WK (TRADING HOURS),
INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, AND PROPERTY & CASUALTY;
2. NAME OF OTHER BUSINESS: ST JOHN'S CHURCH,
INVESTMENT RELATED: NO,
NATURE OF BUSINESS: RELIGIOUS,
POSITION/TITLE/RELATIONSHIP: BOARD MEMBER / FINANCE COMMITTEE,
BRIEF DESCRIPTION OF DUTIES: OVERSEE PARISH INVESTMENT ACCOUNTS HELD WITH ANOTHER FIRM;
CRS (Client Relationship Summary) - RIA
Click below to view William Walter Loberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 808 3rd Ave S Ste 205, Fargo, ND 58103Office #3: 123 South Main, Hettinger, ND 58639RIA
CRD#: 105644
FARGO, ND
Current
September 15, 2009 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 808 3rd Ave S Ste 205, Fargo, ND 58103Office #2: 123 South Main, Hettinger, ND 58639BD
CRD#: 13572
Fargo, ND
Past
March 3, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
WAHPETON, ND
Past
July 2, 2009 - September 14, 2009
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
FARGO, ND
Past
July 17, 2006 - March 13, 2008
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
WAHPETON, ND
Past
August 21, 2001 - June 23, 2006
EDWARD JONES
BD
CRD#: 250
MOORHEAD, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/28/2017)
RR
California(1/7/2022)
RR
Colorado(4/3/2025)
RR
Florida(9/30/2025)
RR
Georgia(1/5/2024)
RR
Indiana(4/30/2020)
RR
Minnesota(9/15/2009)
RR
Montana(3/10/2017)
RR
North Dakota(9/15/2009)
IAR
North Dakota(6/29/2023)
RR
Oklahoma(1/25/2019)
RR
Oregon(1/31/2018)
RR
South Dakota(1/25/2012)
RR
Washington(11/22/2021)
RR
Wisconsin(1/29/2024)
RR
Wyoming(7/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fargo, ND 58103TRUST BUT VERIFY
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