Jordan S. Tarry

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CRD#: 4417657

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jordan Stuart Tarry was a registered financial professional .

Jordan is a previously registered financial professional and started their career in finance in 2003. Jordan had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 16, 2018 - April 11, 2025

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

RIA

CRD#: 156660

WESTMINSTER, CO

Past

September 10, 2015 - February 17, 2017

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

April 16, 2007 - June 1, 2015

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

CRD#: 28195

NEW YORK, NY

Past

December 20, 2003 - March 6, 2007

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC | MOUNTAIN CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 156660 / SEC#: 801-110107

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

Colorado

Registered Investment Advisory firm - (4/14/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2003

General Securities Representative Examination

Current Firm

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC | MOUNTAIN CAPITAL INVESTMENT ADVISORS, LLC

CRD#: 156660 / SEC#: 801-110107

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

Colorado

Registered Investment Advisory firm - (4/14/2017 Terminated)

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Contact information

Main Address

12235 Pecos St Suite 100, Westminster, CO 80234

Mailing Address

Phone number

(720) 500-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (4/28/2025)

Regulatory assets under management

Total Number of Accounts	3,239
AUM (Assets Under Management)	$ 744,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jordan S. Tarry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CANTOR FITZGERALD & CO.

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2018

Series 63

Date: 1/22/2004

SIE

Date: 2/17/2017

Series 7

Date: 12/19/2003

Current Firm

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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