Jordan D. Cooper

ARCADIA SECURITIES

New York, NY 10022

Some features on this profile are disabled

CRD#: 4417504

Professional summary

Jordan David Cooper is a registered financial professional currently at ARCADIA SECURITIES, LLC located in New York, New York.

Jordan is registered as a RR (Registered Representative) and started their career in finance in 2002. Jordan has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jordan David Cooper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2024 - Present

ARCADIA SECURITIES, LLC

Office #1: 600 Lexington Avenue 30th Floor, New York, NY 10022

CRD#: 44656

New York, NY

Past

June 25, 2012 - November 29, 2024

ANDREW GARRETT INC.

RIA

CRD#: 29931

NEW YORK, NY

Past

July 11, 2005 - November 29, 2024

ANDREW GARRETT INC.

CRD#: 29931

NEW YORK, NY

Past

June 13, 2003 - October 29, 2004

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

Past

April 14, 2003 - July 11, 2005

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

LONDON,

Past

February 20, 2002 - May 13, 2003

HCFP BRENNER SECURITIES, LLC

CRD#: 46003

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/21/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2002

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

ARCADIA SECURITIES, LLC

ARCADIA SECURITIES, LLC | TIBERIUS CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES, LLC | BROOKLINE CAPITAL MARKETS, A DIVISION OF ARCADIA SECURITIES,LLC | B. DYSON CAPITAL ADVISORS, A DIVISION OF ARCADIA SECURITIES, LLC

CRD#: 44656 / SEC#: , 8-50764

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1370 Avenue Of The Americas 29th Fl, New York, NY 10019

Mailing Address

1370 Avenue Of The Americas 29th Fl, New York, NY 10019

Phone number

(212) 231-4101

Established

New York since 11/19/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (40 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KIKIS, THOMAS PETER	MANAGER, SOLE MEMBER, GSP & PRESIDENT	1198536
CHRISTAKOS, BASIL	CHIEF COMPLIANCE OFFICER	2290795
KONTULIS, CHARLES PHEDON II	MANAGING DIRECTOR	1327613
KONTULIS, CHARLES PHEDON II	ROSFP	1327613
SCHILLING, MICHAEL JAMES	FINOP, PFO, POO	2609624

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jordan D. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jordan David Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANDREW GARRETT INC.

ANDREW GARRETT INC.

SANDS BROTHERS & CO., LTD.

LAIDLAW & COMPANY (UK) LTD.

HCFP BRENNER SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2011

Series 63

Date: 3/26/2002

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2002

FINRA

Nasdaq Stock Market

Current Firm

ARCADIA SECURITIES, LLC

Contact information

FINRA licenses (40 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ARCADIA SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors