Ryan P. Drake
COMMONWEALTH RETIREMENT INVESTMENTS LLC
RICHMOND, VA 23235
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CRD#: 4416994
Professional summary
Ryan Patrick Drake, CFP®, ChFC® is a registered financial advisor currently at COMMONWEALTH RETIREMENT INVESTMENTS LLC located in Richmond, Virginia and PURSHE KAPLAN STERLING INVESTMENTS located in Richmond, Virginia.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ryan has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COMMONWEALTH RETIREMENT INVESTMENTS, LLC DBA COMMONWEALTH RETIREMENT ADVISORS, LLC; INVESTMENT RELATED; AT REGISTERED LOCATION ; LEGAL ENTITY USED TO PAY BUSINESS EXPENSES; MEMBER/PRESIDENT; START DATE 1/2012; 10 HOURS/MONTH; 5 HOURS DURING TRADING HOURS; ADMINISTRATIVE 2)DRAKE FAMILY IRREVOCABLE TRUST; NOT INVESTMENT RELATED; 16280 Maple Hall Dr, MIDLOTHIAN VA 23112; CO-TRUSTEE OF FAMILY IRREVOCABLE TRUST; TRUSTEE, NOT BEING COMPENSATED; STATE 01/2010; 1 HOUR/MONTH; 1 HOUR/MONTH DURING TRADING HOURS; SERVE AS TRUSTEE WHEN NEEDED 3)PKSF; INVESTMENT RELATED; AT REGISTERED LOCATION; OFFERING DISABILITY INSURANCE, FIXED AND FIXED INDEXED ANNUITIES, FIXED LIFE INSURANCE; AGENT/BROKER; STATE DATE 1/2017; 12 HOURS/MONTH; 12 HOURS/MONTH DURING TRADING HOURS; AGENT/BROKER OFFERING FIXED INSURANCE AND INVESTMENT PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Patrick Drake's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
January 16, 2020 - Present
COMMONWEALTH RETIREMENT INVESTMENTS LLC
Office #1: 9030 Stony Point Parkway Suite 470, Richmond, VA 23235RIA
CRD#: 285998
RICHMOND, VA
Current
January 20, 2017 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 9030 Stony Point Parkway Suite 470, Richmond, VA 23235BD
CRD#: 35747
Richmond, VA
Past
January 27, 2017 - December 31, 2019
COMMONWEALTH RETIREMENT INVESTMENTS LLC
RIA
CRD#: 285998
RICHMOND, VA
Past
January 3, 2007 - January 25, 2017
OSAIC FA, INC.
RIA
CRD#: 3978
RICHMOND, VA
Past
July 2, 2001 - May 25, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
July 2, 2001 - January 25, 2017
OSAIC FA, INC.
BD
CRD#: 3978
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
COMMONWEALTH RETIREMENT INVESTMENTS LLC
COMMONWEALTH RETIREMENT ADVISORS | CRA INVESTMENTS LLC | COMMONWEALTH RETIREMENT INVESTMENTS LLC
CRD#: 285998 / SEC#: 801-108783
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/3/2023)
RR
Florida(1/20/2017)
RR
Maine(10/3/2023)
RR
Massachusetts(10/3/2023)
RR
Mississippi(10/3/2023)
RR
North Carolina(1/20/2017)
IAR
North Carolina(1/16/2020)
IAR
Texas(6/10/2024)
RR
Virginia(1/20/2017)
IAR
Virginia(1/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CR
COMMONWEALTH RETIREMENT INVESTMENTS LLC
COMMONWEALTH RETIREMENT ADVISORS | CRA INVESTMENTS LLC | COMMONWEALTH RETIREMENT INVESTMENTS LLC
CRD#: 285998 / SEC#: 801-108783
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9030 Stony Point Parkway Suite 470, Richmond, VA 23235
Mailing Address
Phone number
(804) 282-1238
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 943 |
| AUM (Assets Under Management) | $ 306,228,266 |
Red Flags
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Company Information
COMMONWEALTH RETIREMENT INVESTMENTS LLC
CRD#: 285998Richmond, VA 23235TRUST BUT VERIFY
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