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JP

John N. Papatsos

ANOS CAPITAL
NEW YORK, NY 10174
Some features on this profile are disabled
CRD#: 4416912
JP

Professional summary

John Nick Papatsos is a registered financial professional currently at ANOS CAPITAL, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 99TO, SIE, Series 4, Series 24, Series 14 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Nick Papatsos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2020 - Present

ANOS CAPITAL, LLC

Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174Office #2: 405 Lexington Avenue 9th Floor, New York, NY 10174
RIA
BD
CRD#: 284714
NEW YORK, NY
Past

October 4, 2016 - February 19, 2019

TRC MARKETS LLC

BD
CRD#: 171272
NEW YORK, NY
Past

August 30, 2016 - February 19, 2019

LATOUR TRADING LLC

BD
CRD#: 150887
NEW YORK, NY
Past

October 23, 2008 - August 5, 2016

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

July 17, 2001 - October 3, 2008

NATIXIS SECURITIES NORTH AMERICA INC.

BD
CRD#: 28722
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/21/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/10/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/25/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/23/2024
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/20/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 6/29/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/3/2001
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

AC
ANOS CAPITAL, LLC
ABEL NOSER, LLC. | ANOS CAPITAL, LLC | ANOS CAPITAL, L.L.C. | ABEL/NOSER, L.L.C.

CRD#: 284714 / SEC#: , 8-69809

New York
Registered Investment Advisory firm - SEC (6/9/2017 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
405 Lexington Avenue 9th Floor, New York, NY 10174
Mailing Address
405 Lexington Avenue 9th Floor, New York, NY 10174
Phone number
(646) 432-4100
Established
Delaware since 04/21/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
24

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ANOS HOLDINGS, LLCOWNER
DALLAL, JEFFREY HARONPRESIDENT/CHIEF OPERATING OFFICER2316096
DANIELE, EDWARD ROBERTCHIEF COMPLIANCE OFFICER/AML OFFICER1224878
EMMERICH, CLIFFORD GENNAROSENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING2412767
IANNUCCI, MICHAEL CHRISTOPHERIA TRANSITION MANAGEMENT4709972
PAPATSOS, JOHN NICKFINOP4416912
RIVELLI, DOUGLAS DUVALLCHIEF EXECUTIVE OFFICER2174199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANOS CAPITAL, LLC

CRD#: 284714New York, NY 10174

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