Matthew C. Durham

FSA INVESTMENT GROUP

Pensacola, FL 32502

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CRD#: 4416664

Professional summary

Matthew Christopher Durham is a registered financial advisor currently at FSA INVESTMENT GROUP, LLC located in Pensacola, Florida.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Matthew has worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Chief Compliance Officer and Chief Operations Officer for FSA Investment Group LLC (FSA IG). FSA-IG is a RIA that has common ownership with FSA Securities LLC. FSA-IG manages assets for Native American Tribes across the US but is separate and distinct from FSA Securities. Matthew spends 30 hrs per week within FSA-IG.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Christopher Durham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2024 - Present

FSA INVESTMENT GROUP, LLC

Office #1: 212 South Alcaniz Street, Pensacola, FL 32502

RIA

CRD#: 163641

Pensacola, FL

Past

October 22, 2013 - January 29, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

PENSACOLA, FL

Past

July 5, 2013 - February 1, 2014

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

PENSACOLA, FL

Past

February 5, 2008 - March 31, 2012

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

PENSACOLA, FL

Past

February 1, 2008 - March 31, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

January 26, 2006 - November 27, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PENSACOLA, FL

Past

January 25, 2006 - November 27, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

PENSACOLA, FL

Past

October 29, 2004 - December 20, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PENSACOLA, FL

Past

August 9, 2001 - December 20, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

PENSACOLA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FSA INVESTMENT GROUP, LLC

FS ADVISORS INC. | FSA INVESTMENT GROUP, LLC

CRD#: 163641 / SEC#: 801-76511

RIA

Registered Investment Advisory firm - (4/30/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/26/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/14/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/13/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/8/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FSA INVESTMENT GROUP, LLC

FS ADVISORS INC. | FSA INVESTMENT GROUP, LLC

CRD#: 163641 / SEC#: 801-76511

RIA

Registered Investment Advisory firm - (4/30/2012 Approved)

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Contact information

Main Address

212 South Alcaniz Street, Pensacola, FL 32502

Mailing Address

Phone number

(850) 696-1550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR FS ADVISORS INC. (2/19/2025)

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 709,511,444

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew C. Durham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Christopher Durham's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

FSA INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2024

Series 66

Date: 10/26/2004

Series 63

Date: 8/14/2001

Series 7

Date: 10/13/2004

Series 6

Date: 8/8/2001

Current Firm

FSA INVESTMENT GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FSA INVESTMENT GROUP, LLC

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