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VM

Virginia A. Maranghi

Some features on this profile are disabled
CRD#: 4416662
VM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Virginia Ann Maranghi, who also goes by VIrginia Ann Bijesse, was a registered financial professional .

Virginia is a previously registered financial professional and started their career in finance in 2001. Virginia had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Virginia Ann Bijesse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 25, 2007 - October 14, 2015

ANOVEST FINANCIAL SERVICES, INC.

BD
CRD#: 133593
MARIETTA, GA
Past

April 6, 2002 - August 8, 2005

STONEX SECURITIES INC.

BD
CRD#: 18456
BIRMINGHAM, AL
Past

July 30, 2001 - April 6, 2002

INTL CUSTODY & CLEARING SOLUTIONS INC.

BD
CRD#: 23952
BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/23/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/14/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/27/2001
General Securities Representative Examination

Current Firm

AF
ANOVEST FINANCIAL SERVICES, INC.
ANOVEST FINANCIAL SERVICES, INC.

CRD#: 133593 / SEC#: , 8-66742

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3225 Shallowford Road, Suite 220, Marietta, GA 30062
Mailing Address
3225 Shallowford Road, Suite 220, Marietta, GA 30062
Phone number
(770) 971-7117
Established
Georgia since 06/18/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BAFAS, ATHANASIOS NICKPRESIDENT/CEO/EXEC. REP./ROSFP1879961
BAFAS, LOIS ACFO/FINOP2207265
BAFAS, LOIS ANNPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER2207265
BAFAS, LOIS ANNVICE PRESIDENT/CCO/AML CO/DESIGNATED MUNICIPAL PRINCIPAL2207265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANOVEST FINANCIAL SERVICES, INC.

CRD#: 133593

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