Bradley S. Rinschler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Scott Rinschler, who also goes by Brad Rinschler, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2001. Bradley had worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2016 - July 6, 2020
BOENNING & SCATTERGOOD, INC.
January 21, 2013 - September 14, 2016
FIG PARTNERS, LLC
January 24, 2012 - October 2, 2012
G-2 TRADING,LLC
May 31, 2011 - January 20, 2012
FIRST EMPIRE SECURITIES, INC.
October 9, 2009 - May 23, 2011
EKN FINANCIAL SERVICES INC.
September 19, 2005 - October 13, 2009
NORTHEAST SECURITIES, LLC
July 20, 2004 - September 21, 2005
GUNNALLEN FINANCIAL, INC
November 5, 2003 - July 27, 2004
NATIONAL SECURITIES CORPORATION
August 3, 2001 - November 27, 2001
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/4/2001
Limited Representative-Equity Trader ExamCurrent Firm
BOENNING & SCATTERGOOD, INC.
CRD#: 100 / SEC#: 801-68111, 8-15543
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOENNING & SCATTERGOOD HOLDINGS | HOLDING CO OF BOENNING & SCATTERGOOD INC | |
| MADDALONI, ANDREW MICHAEL | DIRECTOR | 2825865 |
| MARA, GEORGE MICHAEL JR | CHIEF COMPLIANCE OFFICER | 1574331 |
| MARA, GEORGE MICHAEL JR | PRESIDENT | 1574331 |
| SCATTERGOOD, HAROLD FRANCIS JR | DIRECTOR | 412133 |
| STANNARD, JEFFREY TAPPAN | DIRECTOR | 1337225 |
| WEIGAND, DALE ROBERT | DIRECTOR, CHIEF FINANCIAL OFFICER,FINOP | 1374549 |
Regulatory assets under management
| Total Number of Accounts | 1,321 |
| AUM (Assets Under Management) | $ 1,157,621,985 |
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
