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JM

James Mcgovern

MACRO RISK ADVISORS LLC
Rye, NY 10580
Some features on this profile are disabled
CRD#: 4415768
JM

Professional summary

James Mcgovern is a registered financial professional currently at MACRO RISK ADVISORS LLC located in Rye, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 2001. James has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 31 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Partner in Macrostrategy Advisors, LLC 30% owner. Holding company for that collects income and pays expenses of the partnership.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Mcgovern's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 15, 2025 - Present

MACRO RISK ADVISORS LLC

Office #1: 411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580
BD
CRD#: 148143
Rye, NY
Past

September 29, 2015 - April 28, 2025

BLUESTONE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 157841
Cherry Hill, NJ
Past

June 30, 2015 - April 16, 2025

MCG SECURITIES LLC

BD
CRD#: 163144
Cherry Hill, NJ
Past

March 9, 2011 - June 29, 2015

BOENNING & SCATTERGOOD, INC.

BD
CRD#: 100
CHERRY HILL, NJ
Past

September 10, 2001 - June 28, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/15/2025)
RR
California
(5/15/2025)
RR
Colorado
(5/15/2025)
RR
Connecticut
(5/15/2025)
RR
Illinois
(5/15/2025)
RR
Kentucky
(5/15/2025)
RR
Maryland
(5/15/2025)
RR
Massachusetts
(5/15/2025)
RR
Michigan
(5/15/2025)
RR
Minnesota
(5/15/2025)
RR
Missouri
(5/15/2025)
RR
New Jersey
(5/15/2025)
RR
New York
(5/15/2025)
RR
North Carolina
(5/15/2025)
RR
Ohio
(5/15/2025)
RR
Texas
(5/15/2025)
RR
Wisconsin
(5/15/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/28/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/8/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 9/20/2001
Futures Managed Funds Examination
SRO Registrations
RR
FINRA

Current Firm

MR
MACRO RISK ADVISORS LLC
MACRO RISK ADVISORS LLC

CRD#: 148143 / SEC#: , 8-67973

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580
Mailing Address
Po Box 6259, Fair Haven, NJ 07704
Phone number
(212) 287-2640
Established
New York since 05/09/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MACRO HOLDINGS LLCSHAREHOLDER - MEMBER
CURNUTT, DEAN CARLPRESIDENT
LUTTENBERGER, JOHN THOMASCHIEF COMPLIANCE OFFICER
TAO, BING QINFINOP6253793

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MACRO RISK ADVISORS LLC

CRD#: 148143Rye, NY 10580

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