DC
David A. Chamberlain
HORNOR, TOWNSEND & KENT
PALMETTO BAY, FL 33176
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CRD#: 44157
DC
Professional summary
David Allan Chamberlain is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Palmetto Bay, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. David has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: DAC FINANCIAL CONSULTANTS, INC. | Position Held: Proprietor/Owner | Address: 8925 SW 148 STREET, PALMETTO BAY FL 33176 | Start Date: 1987 | Nature of Activity: Multi-Line Insurance Brokerage | Approx Hrs Per Mth: 10-25 Hrs | Approx Trading Hrs Per Mth: 10-25 Hrs | Description of Duties: SALES AND SERVICE OF LIFE, HEALTH AND DISABILITY INSURANCE PRODUCTS. 2) MIAMI BEACH COMMUNITY HEALTH CENTER | Investment Related: No | DBA Name: COMMUNITY HEALTH ORGANIZATION | Position Held: Officer | Address: 11645 BISCAYNE BLVD., STE. 207, NORTH MIAMI, FL 33181 | Start Date: 01/01/2013 | Nature of Activity: Other | Approx Hrs Per Mth: 10-25 Hrs | Approx Trading Hrs Per Mth: 10-25 Hrs | Description of Duties: MEMBER OF THE BOARD OF DIRECTORS AND ACTING TREASURER. THE BOARD MEETS ONCE A MONTH TO REVIEW AND ACT AS AN OVERSIGHT TO THE ACTIONS OF THE EXECUTIVE BOARD AND EMPLOYEE'S THAT MANAGE THE DAY-TO-DAY FUNCTIONS OF THE ORGANIZATION.
CRS (Client Relationship Summary) - RIA
Click below to view David Allan Chamberlain's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Allan Chamberlain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 1994 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 8925 Sw 148 Street, Suite 200, Palmetto Bay, FL 33176RIA
BD
CRD#: 4031
PALMETTO BAY, FL
Current
December 11, 1973 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 8925 Sw 148 Street, Suite 200, Palmetto Bay, FL 33176RIA
BD
CRD#: 4031
PALMETTO BAY, FL
Past
March 31, 1989 - December 31, 1993
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
February 18, 1987 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
BD
CRD#: 7291
NORTH PALM BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/27/2018)
RR
Florida(1/20/1994)
IAR
Florida(1/20/1994)
RR
Ohio(4/6/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/1/1973
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Palmetto Bay, FL 33176TRUST BUT VERIFY
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