MM
Michael D. Moschetta
T. ROWE PRICE ADVISORY SERVICES
Wexford, PA
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CRD#: 4415528
MM
Professional summary
Michael David Moschetta is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Wexford, Pennsylvania and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Applicant is engaged as a Board of Director of the Pittsburgh Stock & Bond Association. In this position, applicant will be the recordkeeper representative to the Board to help with outside speakers, coordinate events and suggest subject matters. The Pittsburg Stock & Bond Association is located at 3037 Derby Court, North Huntingdon, PA 15642. Applicant works approximately 2 hours per month in this non-investment related position. Applicant is strictly a volunteer and does not receive any monetary compensation. The hours associated with this activity do not conflict with Ascensus business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Michael David Moschetta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2025 - Present
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
Wexford, PA
Current
September 2, 2025 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: Two Financial Center 4545 Painters Mill Road, Owings Mills, MD 21117BD
CRD#: 8348
Owings Mills, MD
Past
July 20, 2020 - August 12, 2025
ASCENSUS INVESTMENT ADVISORS, LLC
RIA
CRD#: 120632
DRESHER, PA
Past
March 18, 2020 - August 12, 2025
ASCENSUS BROKER DEALER SERVICES, LLC
BD
CRD#: 36478
Dresher, PA
Past
April 2, 2017 - March 10, 2020
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
Powell, OH
Past
March 31, 2017 - March 10, 2020
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
February 1, 2012 - March 15, 2017
NEUBERGER BERMAN BD LLC
RIA
CRD#: 2908
POWELL, OH
Past
March 11, 2011 - March 15, 2017
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
NEW YORK, NY
Past
October 6, 2008 - June 30, 2016
NEUBERGER BERMAN MANAGEMENT LLC
BD
CRD#: 5493
CHICAGO, IL
Past
February 29, 2008 - October 1, 2008
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
BD
CRD#: 37819
HARTFORD, CT
Past
June 18, 2007 - February 29, 2008
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
BOSTON, MA
Past
July 18, 2001 - June 1, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
Registered Investment Advisory firm - (11/17/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/2/2025)
RR
Alaska(9/2/2025)
RR
Arizona(9/2/2025)
RR
Arkansas(9/2/2025)
RR
California(9/2/2025)
RR
Colorado(9/2/2025)
RR
Connecticut(9/2/2025)
RR
Delaware(9/2/2025)
RR
District of Columbia(9/2/2025)
RR
Florida(9/2/2025)
RR
Georgia(9/2/2025)
RR
Hawaii(9/2/2025)
RR
Idaho(9/2/2025)
RR
Illinois(9/2/2025)
RR
Indiana(9/2/2025)
RR
Iowa(9/2/2025)
RR
Kansas(9/2/2025)
RR
Kentucky(9/2/2025)
RR
Louisiana(9/2/2025)
RR
Maine(9/2/2025)
RR
Maryland(9/2/2025)
IAR
Maryland(9/30/2025)
RR
Massachusetts(9/2/2025)
RR
Michigan(9/2/2025)
RR
Minnesota(9/2/2025)
RR
Mississippi(9/2/2025)
RR
Missouri(9/2/2025)
RR
Montana(9/2/2025)
RR
Nebraska(9/2/2025)
RR
Nevada(9/2/2025)
RR
New Hampshire(9/2/2025)
RR
New Jersey(9/2/2025)
RR
New Mexico(9/2/2025)
RR
New York(9/2/2025)
RR
North Carolina(9/2/2025)
RR
North Dakota(9/2/2025)
RR
Ohio(9/2/2025)
RR
Oklahoma(9/2/2025)
RR
Oregon(9/2/2025)
RR
Pennsylvania(9/2/2025)
IAR
Pennsylvania(10/1/2025)
RR
Puerto Rico(9/2/2025)
RR
Rhode Island(9/2/2025)
RR
South Carolina(9/2/2025)
RR
South Dakota(9/2/2025)
RR
Tennessee(9/2/2025)
RR
Texas(9/2/2025)
RR
Utah(9/2/2025)
RR
Vermont(9/2/2025)
RR
Virgin Islands(9/2/2025)
RR
Virginia(9/2/2025)
RR
Washington(9/2/2025)
RR
West Virginia(9/2/2025)
RR
Wisconsin(9/2/2025)
RR
Wyoming(9/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ADVISORY SERVICES, INC.
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
RIA
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Contact information
Main Address
4515 Painters Mills Road, Owings Mills, MD 21117
Mailing Address
Phone number
(800) 225-5132
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
