Benjamin J. Tutschulte
KESTRA ADVISORY SERVICES
Chesterfield, MO 63017
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CRD#: 4415449
Professional summary
Benjamin James Tutschulte, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Chesterfield, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Chesterfield, Missouri.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Benjamin has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Adviser Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/27/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: Investment Adviser Representative Business Name: TUTSCHULTE FINANCIAL PLANNING, LLC POSITION: Registered Representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/19/2012 ADDRESS: 15455 Conway Road, Suite 350, Chesterfield MO 63017 DESCRIPTION: Registered Representative Owner/Officer/Producer
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin James Tutschulte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
November 27, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 15455 Conway Road Suite 222, Chesterfield, MO 63017RIA
CRD#: 283330
Chesterfield, MO
Current
November 27, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 15455 Conway Road Suite 350, Chesterfield, MO 63017BD
CRD#: 42046
Chesterfield, MO
Past
January 13, 2009 - November 29, 2023
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
CHESTERFIELD, MO
Past
June 20, 2001 - November 29, 2023
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
CHESTERFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/27/2023)
RR
Alaska(11/27/2023)
RR
Colorado(11/27/2023)
RR
Florida(11/27/2023)
RR
Georgia(11/27/2023)
RR
Illinois(11/27/2023)
RR
Indiana(1/25/2024)
RR
Iowa(11/27/2023)
RR
Kansas(11/27/2023)
RR
Kentucky(11/27/2023)
RR
Louisiana(11/27/2023)
RR
Michigan(11/27/2023)
RR
Mississippi(11/27/2023)
RR
Missouri(11/27/2023)
IAR
Missouri(11/27/2023)
RR
Nebraska(11/27/2023)
RR
New Mexico(11/27/2023)
RR
North Carolina(12/5/2023)
RR
Ohio(11/27/2023)
RR
Oklahoma(11/27/2023)
RR
Oregon(11/27/2023)
RR
South Carolina(11/27/2023)
RR
Tennessee(11/27/2023)
RR
Texas(11/27/2023)
IAR
Texas(11/27/2023)
RR
Virginia(2/4/2025)
RR
Washington(11/27/2023)
RR
West Virginia(11/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Chesterfield, MO 63017TRUST BUT VERIFY
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