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GE

Giovanni Echezarreta

PHX FINANCIAL
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 4414490
GE

Professional summary

Giovanni Echezarreta, who also goes by John Echezarreta, is a registered financial professional currently at PHX FINANCIAL, INC. located in Red Bank, New Jersey.

Giovanni is registered as a RR (Registered Representative) and started their career in finance in 2001. Giovanni has worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, Series 82TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Echezarreta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Giovanni Echezarreta's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 21, 2025 - Present

PHX FINANCIAL, INC.

Office #1: 280 Highway 35, Red Bank, NJ 07701
BD
CRD#: 144403
Red Bank, NJ
Past

April 13, 2022 - September 19, 2022

MD GLOBAL PARTNERS, LLC

BD
CRD#: 140988
Towson, MD
Past

December 3, 2008 - July 27, 2009

BROOKSTONE SECURITIES, INC.

BD
CRD#: 13366
BOCA RATON, FL
Past

October 19, 2007 - January 2, 2008

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
HOLLYWOOD, FL
Past

October 19, 2005 - December 14, 2005

PRINCIPLED ADVISORS, INC.

BD
CRD#: 131345
FT. LAUDERDALE, FL
Past

March 2, 2005 - March 11, 2005

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

March 11, 2004 - November 5, 2004

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
BOCA RATON, FL
Past

July 29, 2003 - May 10, 2004

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX
Past

February 28, 2003 - April 29, 2003

AURA FINANCIAL SERVICES, INC.

BD
CRD#: 42822
BIRMINGHAM, AL
Past

December 16, 2002 - December 20, 2002

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

July 9, 2002 - December 3, 2002

LH ROSS & COMPANY, INC.

BD
CRD#: 37920
BOCA RATON, FL
Past

May 28, 2002 - June 25, 2002

ITRADEDIRECT.COM CORP

BD
CRD#: 18281
BOCA RATON, FL
Past

April 12, 2002 - June 19, 2002

SALOMON GREY FINANCIAL CORPORATION

BD
CRD#: 43413
DALLAS, TX
Past

December 3, 2001 - April 23, 2002

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/11/2026)
RR
Florida
(1/22/2026)
RR
Illinois
(2/3/2026)
RR
Louisiana
(1/22/2026)
RR
New Jersey
(12/22/2025)
RR
New York
(12/22/2025)
RR
Texas
(1/21/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/19/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/22/2023
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/21/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 3/19/2022
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 1/4/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PF
PHX FINANCIAL, INC.
BLACKWALL CAPITAL MARKETS, INC. | PHX FINANCIAL, INC. | PHOENIX FINANCIAL SERVICES | GRANDVIEW CAPITAL, INC.

CRD#: 144403 / SEC#: , 8-67653

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
100 Wall Street Floor 10, New York, NY 10005
Mailing Address
100 Wall Street Floor 10, New York, NY 10005
Phone number
(212) 776-4187
Established
Florida since 12/27/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PHOENIX FINANCIAL CONSOLIDATED HOLDINGS, LPPARENT OF BROKER DEALER
CHEN, KEVINCEO4871316
GILMAN, ROBERT CRAIGFINOP - PFO1738412
MONTANA, JOSEPH RYANROSFP, MSRB PRINCIPAL5640919
OTOYA, DANIEL ORLANDOCHIEF COMPLIANCE OFFICER2208241

Disclosures

Regulatory Event4
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PHX FINANCIAL, INC.

CRD#: 144403Red Bank, NJ 07701

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