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Vijay K. Rawat

STILLPOINT CAPITAL
TAMPA, FL 33609
Some features on this profile are disabled
CRD#: 4413523
VR

Professional summary

Vijay Kumar Rawat is a registered financial professional currently at STILLPOINT CAPITAL, LLC located in Tampa, Florida.

Vijay is registered as a RR (Registered Representative) and started their career in finance in 2001. Vijay has worked at 4 firms and has passed the Series 63, Series 82TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vijay Kumar Rawat's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2026 - Present

STILLPOINT CAPITAL, LLC

Office #1: 4830 West Kennedy Blvd Suite 600, Tampa, FL 33609
BD
CRD#: 133146
TAMPA, FL
Past

April 13, 2015 - May 15, 2026

GROWTHPOINT TECHNOLOGY PARTNERS, LLC

BD
CRD#: 137438
San Francisco, CA
Past

December 22, 2008 - April 20, 2015

JEFFERIES LLC

BD
CRD#: 2347
FOSTER CITY, CA
Past

September 16, 2004 - August 18, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
SAN FRANCISCO, CA
Past

October 10, 2001 - April 30, 2002

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/19/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/19/2026
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/15/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/20/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
STILLPOINT CAPITAL, LLC
FIRST LEGACY GLOBAL MARKETS, LLC | STOCK SALE COMPLIANCE LLC | STILLPOINT CAPITAL, LLC | STILLPOINT CAPITAL PARTNERS | STILLPOINT CAPITAL MARKETS | STILLPOINT CAPITAL AFFILIATES

CRD#: 133146 / SEC#: , 8-66688

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4830 West Kennedy Blvd Suite 600, Tampa, FL 33609
Mailing Address
4830 West Kennedy Blvd Suite 600, Tampa, FL 33609
Phone number
(813) 891-9100
Established
Florida since 04/19/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMY C. CROSS, P.A.OWNER
BOLTON, RYAN LEEPRESIDENT & CCO6872016
CAMPBELL, ROBERT NMNFINOP, PFO & POO1349154
CROSS, AMY CCEO, DESIGNATED PRINCIPAL, EXECUTIVE REP.4485658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

STILLPOINT CAPITAL, LLC

CRD#: 133146Tampa, FL 33609

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