Vijay K. Rawat
Professional summary
Vijay Kumar Rawat is a registered financial professional currently at GROWTHPOINT TECHNOLOGY PARTNERS, LLC located in San Francisco, California.
Vijay is registered as a RR (Registered Representative) and started their career in finance in 2001. Vijay has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vijay Kumar Rawat's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2015 - Present
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
Office #1: 601 California Street Suite 1250, San Francisco, CA 94108Office #2: 601 California Street Ste 1250, San Francisco, CA 94108December 22, 2008 - April 20, 2015
JEFFERIES LLC
September 16, 2004 - August 18, 2008
J.P. MORGAN SECURITIES INC.
October 10, 2001 - April 30, 2002
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2015)
(11/16/2023)
(11/6/2020)
(7/24/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
CRD#: 137438 / SEC#: , 8-67086
Contact information
FINRA licenses (17 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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