ML
Matthew W. Liamero
ASSETMARK
SARATOGA SPRINGS, NY
Some features on this profile are disabled
CRD#: 4413151
ML
Professional summary
Matthew William Liamero is a registered financial advisor currently at ASSETMARK, INC. located in Saratoga Springs, New York and ASSETMARK BROKERAGE, LLC located in Concord, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 09/2013 - 160 HRS / MONTHLY, REGIONAL DIRECTOR OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. PROPERTY DEVELOPMENT - PARTNERSHIP - BUYING LAND AND BUILDING A HOME(S) WITH THE PURPOSE OF SELLING AFTER COMPLETION - START DATE 1/21/2020 - SPEND 1-2 HOURS MONTHLY AND 0 HOURS DURING SECURITIES TRADING HOURS - NOT INVESTMENT RELATED. AIRBNB - IN SARATOGA SPRINGS, NY - OWNS MULTIPLE AIRBNB PROPERTIES UNDER THE FOLLOWING LLCs: SARASOGA STATE OF MIND AND DREAMING TREE LAKE PLACID - START DATE 5/1/2024 - 0 HRS/ MONTHLY - 0 HOURS DURING SECURITY TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Matthew William Liamero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2008 - Present
ASSETMARK, INC.
RIA
CRD#: 109018
SARATOGA SPRINGS, NY
Current
August 15, 2014 - Present
ASSETMARK BROKERAGE, LLC
Office #1: 1655 Grant Street 10th Floor, Concord, CA, 94520BD
CRD#: 169804
Concord, CA
Past
December 4, 2013 - August 15, 2014
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
April 1, 2008 - November 19, 2013
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
CHICAGO, IL
Past
May 7, 2004 - April 1, 2008
ASSETMARK CAPITAL CORPORATION
BD
CRD#: 37583
CHICAGO, IL
Past
October 9, 2003 - April 19, 2004
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Past
September 26, 2002 - August 15, 2003
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ASSETMARK, INC.
ARIS | SAVOS INVESTMENTS | GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. | GENWORTH FINANCIAL ASSET MANAGEMENT, INC. | ASSETMARK, INC. | ASSETMARK INVESTMENT SERVICES, INC. | ASSETMARK INVESTMENT SERVICES INC | ASSETMARK INVESTMENT SERVICES
CRD#: 109018 / SEC#: 801-56323
RIA
Registered Investment Advisory firm - (3/8/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(8/15/2014)
IAR
New York(3/29/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ASSETMARK, INC.
ARIS | SAVOS INVESTMENTS | GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. | GENWORTH FINANCIAL ASSET MANAGEMENT, INC. | ASSETMARK, INC. | ASSETMARK INVESTMENT SERVICES, INC. | ASSETMARK INVESTMENT SERVICES INC | ASSETMARK INVESTMENT SERVICES
CRD#: 109018 / SEC#: 801-56323
RIA
Registered Investment Advisory firm - (3/8/1999 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1655 Grant Street 10th Floor, Concord, CA 94520-2445
Mailing Address
Phone number
(800) 664-5345
Established
Firm type
Fiscal year end
# of Employees
735
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 410,749 |
| AUM (Assets Under Management) | $ 77,412,781,198 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 12/19/2024 | ||
| 08/23/2024 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
