EU
Erik D. Utzinger
GROWSTRONG WEALTH STRATEGIES
FORT COLLINS, CO 80525
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CRD#: 4413113
EU
Professional summary
Erik Douglas Utzinger is a registered financial advisor currently at GROWSTRONG WEALTH STRATEGIES located in Fort Collins, Colorado.
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Erik has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent Insurance Agent; Investment Related; Broomfield, CO; Insurance Agent/Associate; Sales of insurance products, start 06/2001; approximately 1 hour per month spent in this practice; 1% of time spent in this business.
Extraction Oil & Gas LLC; No; 11/01/2018; 370 17th St. Suite 5300 Denver CO 80202; Mineral Exploration; Lessor; 0 hrs/month; 0 during sec. trading; No duties approved with restrictions
Shift Holdings, LLC; no; 853 Broadlands Lane Broomfield CO 80023; Member; 8/17/2012; This is a pass-through entity; Monitoring income & expenses; 4 hrs/weekly
CRS (Client Relationship Summary) - RIA
Click below to view Erik Douglas Utzinger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2020 - Present
GROWSTRONG WEALTH STRATEGIES
Office #1: 736 Whalers Way Suite G100, Fort Collins, CO 80525RIA
CRD#: 308299
FORT COLLINS, CO
Past
January 6, 2012 - September 11, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
NORTHGLENN, CO
Past
January 6, 2012 - September 11, 2020
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
NORTHGLENN, CO
Past
July 17, 2006 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
WESTMINSTER, CO
Past
February 16, 2005 - August 24, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
NORTHGLENN, CO
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
WESTMINSTER, CO
Past
August 29, 2001 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GROWSTRONG WEALTH STRATEGIES
BRETT REID WEALTH MANAGEMENT | GUIDED WEALTH STRATEGIES, LLC. | GROWSTRONG WEALTH STRATEGIES, LLC | GROWSTRONG WEALTH STRATEGIES | GROWSTRONG 401K
CRD#: 308299 / SEC#: 801-120506
RIA
Registered Investment Advisory firm - (3/12/2021 Approved)Colorado
Registered Investment Advisory firm - (3/26/2021 Terminated)Kansas
Registered Investment Advisory firm - (3/22/2021 Terminated)Montana
Registered Investment Advisory firm - (3/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(9/9/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
GW
GROWSTRONG WEALTH STRATEGIES
BRETT REID WEALTH MANAGEMENT | GUIDED WEALTH STRATEGIES, LLC. | GROWSTRONG WEALTH STRATEGIES, LLC | GROWSTRONG WEALTH STRATEGIES | GROWSTRONG 401K
CRD#: 308299 / SEC#: 801-120506
RIA
Registered Investment Advisory firm - (3/12/2021 Approved)Colorado
Registered Investment Advisory firm - (3/26/2021 Terminated)Kansas
Registered Investment Advisory firm - (3/22/2021 Terminated)Montana
Registered Investment Advisory firm - (3/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
736 Whalers Way Suite G100, Fort Collins, CO 80525
Mailing Address
Phone number
(866) 535-2774
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 526 |
| AUM (Assets Under Management) | $ 103,273,593 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
