Edward Kovalik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Kovalik was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 2001. Edward had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2020 - March 30, 2020
KLR GROUP, LLC
September 14, 2018 - April 2, 2020
KLR GROUP ADVISORS, LP
April 19, 2013 - December 26, 2019
KLR GROUP, LLC
May 3, 2012 - April 26, 2013
BURNHAM SECURITIES INC.
June 19, 2002 - March 29, 2012
RODMAN & RENSHAW, LLC
October 16, 2001 - June 4, 2002
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
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Exams
Current Firm
KLR GROUP, LLC
CRD#: 165586 / SEC#: , 8-69168
Contact information
Documents
Red Flags
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