John W. Sedberry

SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE

SAN DIEGO, CA 92131

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CRD#: 4413002

Professional summary

John Wesley Sedberry V, who also goes by John Wesley Sedberry, is a registered financial advisor currently at SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE located in San Diego, California and CARMEL CAPITAL PARTNERS, LLC located in San Diego, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Wesley Sedberry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Karl Strauss; Shareholder; non passive ownership; investment related: Yes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Wesley Sedberry V's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2024 - Present

SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE

Office #1: 10085 Carroll Canyon Road Suite 150, San Diego, CA 92131

RIA

CRD#: 130711

SAN DIEGO, CA

Current

November 13, 2024 - Present

CARMEL CAPITAL PARTNERS, LLC

Office #1: 10085 Carroll Canyon Road Suite 150, San Diego, CA 92131

RIA

CRD#: 123907

San Diego, CA

Past

January 15, 2015 - September 6, 2024

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

San Diego, CA

Past

January 15, 2015 - September 6, 2024

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

San Diego, CA

Past

May 26, 2009 - January 29, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

CORONADO, CA

Past

May 22, 2009 - January 29, 2015

LPL FINANCIAL LLC

CRD#: 6413

CORONADO, CA

Past

September 29, 2007 - May 27, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SANTA BARBARA, CA

Past

May 2, 2007 - May 27, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SANTA BARBARA, CA

Past

January 15, 2004 - May 3, 2007

IFMG SECURITIES, INC.

CRD#: 14416

FAIRFIELD, CA

Past

May 9, 2003 - January 6, 2004

ATLAS SECURITIES, LLC

CRD#: 20991

SAN LEANDRO, CA

Past

August 3, 2001 - October 22, 2002

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARMEL CAPITAL PARTNERS, LLC

CRD#: 123907 / SEC#: 801-64695

RIA

Registered Investment Advisory firm - (9/23/2005 Approved)

California

Registered Investment Advisory firm - (10/11/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/20/2024)

IAR

Texas
(11/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/27/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2001

General Securities Representative Examination

Current Firm

CARMEL CAPITAL PARTNERS, LLC

CRD#: 123907 / SEC#: 801-64695

RIA

Registered Investment Advisory firm - (9/23/2005 Approved)

California

Registered Investment Advisory firm - (10/11/2005 Terminated)

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Contact information

Main Address

12760 High Bluff Drive Suite 210, San Diego, CA 92130

Mailing Address

Phone number

(858) 457-7544

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARMEL CAPITAL PARTNERS, LLC FORM ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	718
AUM (Assets Under Management)	$ 380,311,309

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John W. Sedberry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Wesley Sedberry V's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARMEL CAPITAL PARTNERS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

IFMG SECURITIES, INC.

ATLAS SECURITIES, LLC

WAMU INVESTMENTS, INC.

Primary Firm SEC Registration

CARMEL CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/27/2007

Series 63

Date: 8/31/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2001

Current Firm

CARMEL CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARMEL CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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