Benjamin D. Markuson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Davis Markuson, who also goes by Benjamin Markuson, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2001. Benjamin had worked at 4 firms and has passed the SIE, Series 57, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2016 - November 11, 2016
CHIMERA SECURITIES, LLC
November 28, 2012 - May 2, 2013
CHIMERA SECURITIES, LLC
May 14, 2010 - November 10, 2010
INVESTORS CAPITAL CORP.
June 22, 2004 - May 29, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
July 19, 2001 - May 6, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/23/2001
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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