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RK

Roshan J. Kansagra

GREENWICH CAPITAL PARTNERS
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 4412627
RK

Professional summary

Roshan J Kansagra, who also goes by Roshan Jas Kansagra, is a registered financial professional currently at GREENWICH CAPITAL PARTNERS, LLC located in Greenwich, Connecticut.

Roshan is registered as a RR (Registered Representative) and started their career in finance in 2006. Roshan has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Roshan Jas Kansagra

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roshan J Kansagra's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 25, 2021 - Present

GREENWICH CAPITAL PARTNERS, LLC

Office #1: 135 Milbank Avenue West, Greenwich, CT 06830
BD
CRD#: 305693
Greenwich, CT
Past

July 1, 2020 - October 26, 2021

PICKWICK CAPITAL PARTNERS, LLC

BD
CRD#: 130672
WHITE PLAINS, NY
Past

April 8, 2016 - March 2, 2020

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

May 29, 2007 - October 14, 2011

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

March 14, 2006 - May 11, 2007

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/25/2021)
RR
California
(10/25/2021)
RR
Colorado
(10/25/2021)
RR
Connecticut
(10/25/2021)
RR
Delaware
(11/2/2021)
RR
District of Columbia
(10/25/2021)
RR
Florida
(10/25/2021)
RR
Georgia
(10/25/2021)
RR
Illinois
(10/25/2021)
RR
Indiana
(10/25/2021)
RR
Louisiana
(10/25/2021)
RR
Maryland
(10/25/2021)
RR
Massachusetts
(10/25/2021)
RR
Michigan
(10/25/2021)
RR
Minnesota
(10/25/2021)
RR
Nevada
(8/4/2022)
RR
New Jersey
(10/25/2021)
RR
New Mexico
(10/25/2021)
RR
New York
(10/25/2021)
RR
North Carolina
(10/25/2021)
RR
Ohio
(10/28/2021)
RR
Oklahoma
(10/25/2021)
RR
Oregon
(10/25/2021)
RR
Pennsylvania
(10/25/2021)
RR
South Carolina
(10/25/2021)
RR
Tennessee
(10/4/2023)
RR
Texas
(10/25/2021)
RR
Utah
(10/25/2021)
RR
Virginia
(10/25/2021)
RR
Washington
(10/25/2021)
RR
Wisconsin
(10/25/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 4/12/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/8/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/9/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GREENWICH CAPITAL PARTNERS, LLC
GREENWICH CAPITAL PARTNERS, LLC | GREENWICH ENERGY CAPITAL, LLC | GREENWICH ENERGY CAPITAL

CRD#: 305693 / SEC#: , 8-70402

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
135 Milbank Avenue West, Greenwich, CT 06830
Mailing Address
135 Milbank Avenue West, Greenwich, CT 06830
Phone number
(203) 561-5870
Established
Connecticut since 08/23/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SOOD, JASJEET SINGHCEO / CCO1441430

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREENWICH CAPITAL PARTNERS, LLC

CRD#: 305693Greenwich, CT 06830

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