Richard Nmn Isarin
Professional Summary
Richard Nmn Isarin, who also goes by Richard Isarin, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 2001 - 2012. Richard had worked at 2 firms and has passed the Series 66, Series 87, Series 7, Series 53, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard Isarin
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
CREDIT SUISSE PRIVATE | EFUS AG | EFFUS AG | CREDIT SUISSE PRIVATE ADVISORS AG | CREDIT SUISSE PRIVATE ADVISORS
Contact Information
Firm Type
CorporationFiscal Year End
DecemberDirect owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT SUISSE AG | 100% OWNER | — |
| BENDER, STEVEN CHRISTOPHER | FINANCIAL & OPERATIONS PRINCIPAL | 2650187 |
| GROB, ERWIN NMN | DIRECTOR | 5658742 |
| ISARIN, RICHARD NMN | CEO | 4412459 |
| KAUFMANN, IVO NMN | CHIEF INVESTMENT OFFICER | 4412460 |
| LUEOEND, FELIX THOMAS | CORPORATE SECRETARY | 5767915 |
| OSBORN, LESLIE J. | CHIEF COMPLIANCE OFFICER | 4580474 |
| SKOGLUND, PETER OTTO | DIRECTOR | 425909 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Jun 2007About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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