MA
Michael O. Adair
CITY NATIONAL ROCHDALE
SYLACAUGA, AL
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CRD#: 4412434
MA
Professional summary
Michael Owen Adair, AIF®, CPWA® is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Sylacauga, Alabama and CNR SECURITIES, LLC located in New York, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SIGNATURE INVESTMENTS-NON-INVESTMENT RELATED. 109 N. BROADWAY, SYLACAUGA, AL 35150, REAL ESTATE HOLDINGS, RENTALS & REMODELING/CONSTRUCTION. MEMBER, STARTED IN 2010, 2 HOURS PER WEEK, MOSTLY DURING WEEKENDS. (2) ADAIR INVESTMENTS & RESOURCES-NON-INVESTMENT RELATED. 2311 VALLEY LANE, SYLACAUGA, AL 35150, REAL ESTATE HOLDINGS, RENTALS & LEASES, REMODELING/CONSTRUCTION. MEMBER, STARTED IN 2009. 1 HOUR PER WEEK, MOSTLY DURING WEEKENDS. (3) COLETA PROPERTIES-NON-INVESTMENT RELATED. 2311 VALLEY LANE, SYLACAUGA, AL 35150, REAL ESTATE HOLDINGS, RENTALS & LEASES, REMODELING/CONSTRUCTION. OWNER, STARTED IN 03/04/2018. 1 HOUR PER WEEK, MOSTLY DURING WEEKENDS. (4) ADAIR PROPERTY, LLC AND ADAIR FARMS, LLC-NON-INVESTMENT RELATED. 109 N BROADWAY AVE, SYLACAUGA, AL 35150, RENTAL PROPERTIES. OWNER, STARTED ON 10/01/18, 1 HOUR PER MONTH, 1 HOUR DURING TRADING HOURS. MANAGES THE PROPERTY. (5) NAME: Board of Visitors, University of Alabama, Culverhouse School of Business Non-Investment related ADDRESS: 361 Stadium Dr., Tuscaloosa, AL 35487 Nature of OBA: 4-year college Position/Title/Role: Board Member Start Date: 10/10/22 Time Devoted: 2 hours per month; 1 hour per month during securities trading hours DUTIES: attend meetings two times per year (6) Name of Entity: ISABEL ANDERSON COMER MUSEUM & ARTS CENTER Non-investment related Address: 711 N. Broadway Avenue Sylacauga, AL. 35150 Nature of OBA: Museum Position/Title/Relationship: Board Member Start Date: 08/08/23 Time devoted: 0.5 hours per month; 0 during securities trading hours Duties: 1 board meeting per month (7) Name of Entity: Longleaf Family Office, LLC Non-investment related Address: 16615 AL Hwy 21, Sylacauga, AL 35150 Nature of OBA: Ownership and Mgt of real estate and investments Position/Title/Relationship: Partner Start Date: 01/15/2024 Time devoted: 4 hours per month; 1 during securities trading hours Duties: Owner (8) Name of Entity: Sylacauga Utilities Board Non-investment related Address: 301 N Elm Ave. Sylacauga, AL 35150 Nature of OBA: The Sylacauga Utilities Board (SUB) provides utility services in Sylacauga, AL. They specialize in electrical, natural gas, internet, and wastewater services Position/Title/Relationship: Board Member Start Date: 2024-07-01 Time devoted: 2 hours per month; 1 during securities trading hours Duties: Serve as a Board Member (9) Name of Entity: Sylacauga high school football booster club Non-investment related Address: 701 n broadway ave, sylacauga al 35150 Nature of OBA: Supports the high school football program in my hometown Position/Title/Relationship: Officer Start Date: 2025-04-01 Time devoted: 1 hour per month; 0 during securities trading hours Duties: Volunteer work and fund raising
CRS (Client Relationship Summary) - RIA
Click below to view Michael Owen Adair's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2020-08-31
Expire date: 2024-07-31
Experience
Current
August 6, 2012 - Present
CITY NATIONAL ROCHDALE
RIA
CRD#: 117198
SYLACAUGA, AL
Current
October 3, 2012 - Present
CNR SECURITIES, LLC
Office #1: 400 Park Avenue 6th Floor, New York, NY 10022BD
CRD#: 18466
NEW YORK, NY
Past
July 12, 2012 - August 7, 2012
FOXHALL CAPITAL MANAGEMENT, INC.
RIA
CRD#: 104866
MIDDLEBURG, VA
Past
July 27, 2011 - April 2, 2012
FOXHALL CAPITAL MANAGEMENT, INC.
RIA
CRD#: 104866
ORANGE, CT
Past
April 7, 2005 - October 7, 2009
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
BIRMINGHAM, AL
Past
November 11, 2003 - October 7, 2009
STONEX SECURITIES INC.
BD
CRD#: 18456
SYLACAUGA, AL
Past
November 9, 2001 - November 26, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BIRMINGHAM, AL
Past
August 7, 2001 - November 26, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
RIA
Registered Investment Advisory firm - (6/20/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(8/6/2012)
RR
Alabama(10/5/2012)
RR
Alaska(11/7/2017)
RR
Arkansas(3/6/2015)
IAR
Arkansas(3/23/2015)
RR
California(1/7/2014)
IAR
California(1/7/2014)
RR
Connecticut(9/6/2016)
RR
Delaware(1/16/2014)
IAR
Delaware(1/16/2014)
RR
Florida(10/4/2012)
IAR
Florida(3/31/2014)
RR
Georgia(11/5/2012)
IAR
Georgia(1/7/2014)
RR
Indiana(1/22/2016)
RR
Kansas(8/12/2022)
IAR
Kentucky(1/10/2014)
RR
Kentucky(1/13/2014)
RR
Louisiana(10/8/2012)
IAR
Louisiana(2/9/2024)
RR
Massachusetts(9/26/2014)
RR
Mississippi(11/19/2012)
IAR
Mississippi(2/2/2024)
RR
New York(7/17/2015)
RR
North Carolina(1/6/2014)
IAR
North Carolina(1/15/2014)
RR
North Dakota(8/6/2014)
RR
Ohio(11/7/2017)
RR
Rhode Island(9/6/2016)
RR
South Carolina(1/7/2014)
IAR
South Carolina(1/7/2014)
RR
Tennessee(11/5/2012)
RR
Texas(8/18/2014)
IAR
Texas(2/13/2025)
RR
Virginia(1/7/2014)
IAR
Virginia(1/7/2014)
RR
West Virginia(4/13/2020)
RR
Wyoming(11/7/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
RIA
Registered Investment Advisory firm - (6/20/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Park Avenue 10th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 702-3500
Established
Firm type
Fiscal year end
# of Employees
235
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
