Sang H. Shin
Professional summary
Sang H Shin, who also goes by Sang H Shin, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Sang is registered as a RR (Registered Representative) and started their career in finance in 2001. Sang has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sang H Shin's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 14, 2024 - October 18, 2024
TLG ADVISORS, INC.
March 5, 2019 - December 4, 2023
CL WEALTH MANAGEMENT LLC
May 28, 2017 - December 4, 2023
CABOT LODGE SECURITIES LLC
March 26, 2007 - March 19, 2018
WILBANKS SECURITIES ADVISORY
September 9, 2005 - June 27, 2017
WILBANKS SECURITIES, INC.
August 22, 2003 - September 23, 2005
LPL FINANCIAL LLC
January 29, 2003 - July 8, 2003
PMB SECURITIES CORP.
August 15, 2001 - December 3, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2023)
(12/20/2023)
(2/14/2024)
(12/20/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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