Timothy J. Sigstad
Professional summary
Timothy James Sigstad, who also goes by Tj Sigstad, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Minnetonka, Minnesota.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Timothy has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy James Sigstad's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2026 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 110 Chesire Lane, Suite 200, Minnetonka, MN 55305May 8, 2025 - March 10, 2026
CAISSA WEALTH STRATEGIES
June 29, 2023 - April 10, 2025
CETERA INVESTMENT ADVISERS LLC
October 26, 2022 - April 11, 2025
ADVISORNET WEALTH PARTNERS
August 9, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
August 5, 2022 - April 10, 2025
CETERA WEALTH SERVICES, LLC
February 20, 2008 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
April 19, 2005 - February 4, 2011
RBC CAPITAL MARKETS, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/2/2026)
Exams
Series 7TO
Date: 8/4/2022
General Securities Representative ExaminationCurrent Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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