Daniel Francis Sweet Sr
Professional Summary
Daniel Francis Sweet SR, who also goes by Daniel Francis Sweet, is a registered financial advisor currently at WEILD & CO. located in New York, New York. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1972. Daniel has worked at 24 firms and has passed the Series 63, Series 57TO, SIE, Series 55, PC, Series 15, Series 7, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Francis Sweet
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
54 years in the financial services industry
Current & Past Employments
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Current Firm
CMA PARTNERS, LLC | WEILD CAPITAL, LLC | WEILD & CO., LLC | WEILD & CO. | THE NATIONAL RESEARCH STANDARD, INC. | THE NATIONAL RESEARCH STANDARD | THE NATIONAL RESEARCH EXCHANGE | ISSUWORKS CAPITAL, LLC
Contact Information
Main Address
777 29th Street Suite 402, Boulder, CO 80303Mailing Address
777 29th Street Suite 402, Boulder, CO 80303Phone Number
(303) 223-9621Established
New York since 10/22/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/31/2026)
(3/25/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000PC — AMEX Put and Call Exam
Passed Mar 1997Series 15 — Foreign Currency Options Examination
Passed Jan 1983Series 1 — Registered Representative Examination
Passed Nov 1972SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Daniel Francis Sweet SR's CRS (Customer Relationship Summary).
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