Daniel F. Sweet

WEILD & CO.

New York, NY 10169

Some features on this profile are disabled

CRD#: 441137

Professional summary

Daniel Francis Sweet SR, who also goes by Daniel Francis Sweet, is a registered financial professional currently at WEILD & CO. located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1972. Daniel has worked at 24 firms and has passed the Series 63, Series 57TO, SIE, Series 55, PC, Series 15, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Daniel Francis Sweet

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Francis Sweet SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2026 - Present

WEILD & CO.

Office #1: 230 Park Avenue 3rd And 4th Floors, New York, NY 10169

CRD#: 132398

New York, NY

Past

August 13, 2020 - March 15, 2024

TRITAURIAN CAPITAL, INCORPORATED

CRD#: 45500

NEW YORK, NY

Past

April 12, 2018 - August 16, 2018

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

BRANDON, SD

Past

August 11, 2014 - April 14, 2016

DME SECURITIES, LLC

CRD#: 112584

NEW YORK, NY

Past

November 14, 2012 - March 27, 2013

WESTOR CAPITAL GROUP, INC.

CRD#: 103823

NEW YORK, NY

Past

March 24, 2009 - August 8, 2012

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

June 24, 2008 - March 10, 2009

DIRECT ACCESS PARTNERS LLC

CRD#: 120950

NEW YORK, NY

Past

December 10, 2007 - June 30, 2008

WALTER J. DOWD, INC.

CRD#: 32701

NEW YORK, NY

Past

July 23, 2002 - November 9, 2007

UNX LLC

CRD#: 46145

NEW YORK, NY

Past

March 25, 2002 - July 29, 2002

PCS SECURITIES, INC.

CRD#: 47588

NEW YORK, NY

Past

May 2, 2001 - February 5, 2002

FULCRUM GLOBAL PARTNERS LLC

CRD#: 104455

NEW YORK, NY

Past

October 1, 1997 - February 12, 2001

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

September 30, 1996 - October 1, 1997

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Past

July 19, 1994 - October 30, 1996

AUERBACH GRAYSON & COMPANY LLC

CRD#: 30761

NEW YORK, NY

Past

July 11, 1990 - May 12, 1994

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

October 20, 1988 - May 25, 1990

NATWEST SECURITIES CORPORATION

CRD#: 18238

Past

August 12, 1987 - January 21, 1992

COUNTY NATWEST GLOBAL SECURITIES LIMITED

CRD#: 16212

Past

June 25, 1987 - August 1, 1987

NATWEST SECURITIES CORPORATION

CRD#: 18238

NEW YORK, NY

Past

August 15, 1985 - September 29, 1986

KLEINWORT BENSON NORTH AMERICA INC.

CRD#: 5087

Past

June 1, 1984 - December 5, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

September 13, 1982 - June 4, 1984

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

Past

February 27, 1980 - October 13, 1981

MORGAN STANLEY & CO. LLC

CRD#: 8209

Past

March 8, 1979 - February 27, 1980

MORGAN STANLEY & CO., INCORPORATED

CRD#: 5203

Past

July 7, 1976 - March 1, 1979

SALOMON BROTHERS INC.

CRD#: 740

Past

November 27, 1972 - May 3, 1975

SINGER & MACKIE, INC.

CRD#: 3421

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/31/2026)

New Jersey
(3/25/2026)

Exams

State Security Law Exam

Series 63

Date: 8/2/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 8/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/16/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

PC

Date: 3/12/1997

AMEX Put and Call Exam

General Industry/Product Exam

Series 15

Date: 1/25/1983

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 7/17/1976

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 11/20/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/17/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEILD & CO.

CRD#: 132398 / SEC#: , 8-66593

Broker-Dealer Firm Regulated by FINRA (Denver district office)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

777 29th Street Suite 402, Boulder, CO 80303

Mailing Address

777 29th Street Suite 402, Boulder, CO 80303

Phone number

(303) 223-9621

Established

New York since 10/22/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WEILD & CO., INC.	SOLE MEMBER
ONESTO, RICHARD ERNEST	FINOP	2453096
WEILD, DAVID IV	MEMBER, CHAIRMAN AND CEO	1336395
WEILD, DAVID IV	CHIEF COMPLIANCE OFFICER, AML PRINCIPAL	1336395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Anthony Macagna

STRATEGIC ADVISERS LLC

IAR

RIDGEWOOD, NJ

Anita Srivastava

MORGAN STANLEY

IAR

Paramus, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel F. Sweet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Francis Sweet SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEILD & CO.

TRITAURIAN CAPITAL, INCORPORATED

WYNSTON HILL CAPITAL, LLC

DME SECURITIES, LLC

WESTOR CAPITAL GROUP, INC.

BGC FINANCIAL, L.P.

DIRECT ACCESS PARTNERS LLC

WALTER J. DOWD, INC.

UNX LLC

PCS SECURITIES, INC.

FULCRUM GLOBAL PARTNERS LLC

BANC OF AMERICA SECURITIES LLC

MONTGOMERY SECURITIES

AUERBACH GRAYSON & COMPANY LLC

CREDIT AGRICOLE SECURITIES (USA) INC.

NATWEST SECURITIES CORPORATION

COUNTY NATWEST GLOBAL SECURITIES LIMITED

NATWEST SECURITIES CORPORATION

KLEINWORT BENSON NORTH AMERICA INC.

UBS FINANCIAL SERVICES INC.

UBS ASSET MANAGEMENT (US) INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO., INCORPORATED

SALOMON BROTHERS INC.

SINGER & MACKIE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/2/2003

Series 57TO

Date: 1/2/2023

SIE

Date: 8/16/2018

Series 55

Date: 3/16/2000

PC

Date: 3/12/1997

Series 15

Date: 1/25/1983

Series 7

Date: 7/17/1976

Series 1

Date: 11/20/1972

Series 24

Date: 2/17/1989

FINRA

Current Firm

WEILD & CO.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WEILD & CO.

TRUST BUT VERIFY

Similar Advisors