Joseph Matthew Mcfaddin
CFP®Professional Summary
Joseph Matthew Mcfaddin, CFP®, who also goes by Matt Mcfaddin, is a registered financial advisor currently at CORNERSTONE WEALTH PLANNING located in Charlotte, North Carolina. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 53, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph Matthew Mcfaddin, Matt Mcfaddin
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CORNERSTONE FINANCIAL PLANNING LLC | RETIREMENT COURSE REGISTRATION | CORNERSTONE WEALTH PLANNING | CORNERSTONE PLANNING, LLC
Contact Information
Main Address
7810 Ballantyne Commons Parkway Suite 200, Charlotte, NC 28277Phone Number
(704) 849-0123# of Employees
13SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,273AUM (Assets Under Management)
$485,905,211Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CORNERSTONE FINANCIAL PLANNING LLC | RETIREMENT COURSE REGISTRATION | CORNERSTONE WEALTH PLANNING | CORNERSTONE PLANNING, LLC
State Registrations and Notice Filings
(4/9/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2001About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Matthew Mcfaddin's CRS (Customer Relationship Summary).
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