Stefanie A. Reel

LIBERTY CAPITAL INVESTMENT

Bend, OR

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CRD#: 4410781

Professional summary

Stefanie Ann Reel, CFP®, who also goes by Stefanie Ann Fay, is a registered financial advisor currently at LIBERTY CAPITAL INVESTMENT CORPORATION located in Bend, Oregon.

Stefanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Stefanie has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 4, Series 53, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stefanie Ann Fay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefanie Ann Reel's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Stefanie Ann Reel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

August 20, 2015 - Present

LIBERTY CAPITAL INVESTMENT CORPORATION

RIA

CRD#: 25706

Bend, OR

Current

August 13, 2010 - Present

LIBERTY CAPITAL INVESTMENT CORPORATION

Office #1: 1618 Sw First Ave. Suite 425, Portland, OR 97201

RIA

CRD#: 25706

PORTLAND, OR

Past

August 10, 2007 - August 17, 2010

D.A. DAVIDSON & CO.

RIA

CRD#: 199

PORTLAND, OR

Past

August 10, 2007 - August 17, 2010

D.A. DAVIDSON & CO.

CRD#: 199

PORTLAND, OR

Past

October 15, 2001 - August 15, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

PORTLAND, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oregon
(8/13/2010)

IAR

Oregon
(8/20/2015)

IAR

Washington
(8/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/7/2012

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 6/6/2012

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 7/6/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/9/2011

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

LIBERTY CAPITAL INVESTMENT CORPORATION

LIBERTY CAPITAL | LIBERTY CAPITAL INVESTMENT CORPORATION

CRD#: 25706 / SEC#: , 8-42051

Arizona

Registered Investment Advisory firm - SEC (8/3/2022 Terminated)

California

Registered Investment Advisory firm - SEC (9/2/2022 Terminated)

Oregon

Registered Investment Advisory firm - SEC (4/24/2009 Approved)

Texas

Registered Investment Advisory firm - SEC (8/3/2022 Terminated)

Washington

Registered Investment Advisory firm - SEC (4/20/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1618 Sw First Ave. Ste. 425, Portland, OR 97201

Mailing Address

1618 Sw First Ave. Suite 425, Portland, OR 97201

Phone number

(503) 225-9393

Established

Oregon since 10/11/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (11 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
PURPURA, GARY FRANK	PRESIDENT/CEO/CCO/CFO	368952
REEL, ANTHONY ALLEN	SHAREHOLDER / REGISTERED REPRESENTATIVE	4388993
REEL, STEFANIE ANN	SECRETARY/TREASURER/MANAGER	4410781
BRUNDAGE, ROGER ALWYN	SHAREHOLDER / REGISTERED REPRESENTATIVE	33605
WALKER, ROBERT ALLEN	SHAREHOLDER / REGISTERED REPRESENTATIVE	1501658

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 78,074,006

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stefanie A. Reel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stefanie Ann Reel's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Stefanie Ann Reel's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIBERTY CAPITAL INVESTMENT CORPORATION

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2007

Series 63

Date: 11/8/2001

Series 52TO

Date: 9/25/2025

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/12/2001

Series 4

Date: 11/7/2012

Series 53

Date: 6/6/2012

Series 10

Date: 7/6/2011

Series 9

Date: 5/9/2011

FINRA

Current Firm

LIBERTY CAPITAL INVESTMENT CORPORATION

Contact information

FINRA licenses (11 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

LIBERTY CAPITAL INVESTMENT CORPORATION

TRUST BUT VERIFY

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