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Samuel H. Anderson

DYNASTY SECURITIES
Saint Petersburg, FL 33701
Some features on this profile are disabled
CRD#: 4410558
SA

Professional summary

Samuel H Anderson is a registered financial professional currently at DYNASTY SECURITIES, LLC located in Saint Petersburg, Florida.

Samuel is registered as a RR (Registered Representative) and started their career in finance in 2001. Samuel has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel H Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 24, 2024 - Present

DYNASTY SECURITIES, LLC

Office #1: 200 Central Avenue Floor 15, Saint Petersburg, FL 33701
BD
CRD#: 159076
Saint Petersburg, FL
Past

May 31, 2007 - July 2, 2014

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

May 9, 2003 - May 17, 2007

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

July 26, 2001 - April 28, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/24/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 10/4/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/24/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/24/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/24/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DYNASTY SECURITIES, LLC
DYNASTY SECURITIES, LLC | PPS SECURITIES, LLC

CRD#: 159076 / SEC#: , 8-68962

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
200 Central Avenue Floor 15, Saint Petersburg, FL 33701
Mailing Address
200 Central Avenue Floor 15, Saint Petersburg, FL 33701
Phone number
(212) 373-1019
Established
New York since 08/15/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DYNASTY FINANCIAL PARTNERS, LLCSHAREHOLDER
BUTTE, ANDREW THOMASCCO2094794
HOPKINS, THOMAS JOHNFINOP1835087
SALIT, MASON CARYCEO5105375

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DYNASTY SECURITIES, LLC

CRD#: 159076Saint Petersburg, FL 33701

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