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JG

Joshua B. Gilbert

VICTORY CAPITAL SERVICES
BOSTON, MA 02109
Some features on this profile are disabled
CRD#: 4409430
JG

Professional summary

Joshua Benjamin Gilbert, CFP®, CIMA®, who also goes by Joshua Benjamin Gilbert, Joshua Gilbert, is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Boston, Massachusetts.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2008. Joshua has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joshua Benjamin Gilbert | Joshua Gilbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Benjamin Gilbert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

CIMA®

Certified Investment Management Analyst

Experience

Current

January 22, 2026 - Present

VICTORY CAPITAL SERVICES, INC.

Office #1: 60 State Street, Boston, MA 02109
BD
CRD#: 37059
BOSTON, MA
Past

June 5, 2024 - January 21, 2026

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
PORTLAND, ME
Past

October 27, 2020 - May 15, 2024

VICTORY CAPITAL SERVICES, INC.

BD
CRD#: 37059
Boston, MA
Past

January 2, 2020 - October 19, 2020

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Marlborough, MA
Past

March 1, 2016 - October 21, 2020

BMO ASSET MANAGEMENT CORP.

RIA
CRD#: 106466
Southborough, MA
Past

December 22, 2014 - December 31, 2019

BMO INVESTMENT DISTRIBUTORS, LLC

BD
CRD#: 146711
MARLBOROUGH, MA
Past

March 11, 2008 - December 31, 2009

NORTHERN TRUST SECURITIES, INC.

RIA
CRD#: 7927
BOSTON, MA
Past

February 12, 2008 - October 9, 2014

NORTHERN TRUST SECURITIES, INC.

BD
CRD#: 7927
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/22/2026)
RR
Delaware
(1/22/2026)
RR
District of Columbia
(1/22/2026)
RR
Maine
(1/22/2026)
RR
Maryland
(1/22/2026)
RR
Massachusetts
(1/22/2026)
RR
New Hampshire
(1/22/2026)
RR
New Jersey
(1/22/2026)
RR
New York
(1/22/2026)
RR
North Carolina
(1/22/2026)
RR
Pennsylvania
(1/22/2026)
RR
Rhode Island
(1/22/2026)
RR
South Carolina
(1/22/2026)
RR
Vermont
(1/22/2026)
RR
Virginia
(1/22/2026)
RR
West Virginia
(1/22/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/10/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/11/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VICTORY CAPITAL SERVICES, INC.
CHS INVESTMENT SERVICES, INC. | VICTORY INCOME INVESTORS | VICTORY FUNDS | VICTORY CAPITAL SERVICES, INC. | VICTORY CAPITAL ADVISERS, INC. | TRIVALENT INVESTMENTS | THE ONE GROUP SERVICES COMPANY | SYCAMORE CAPITAL | RS INVESTMENTS | PIONEER INVESTMENTS | ONE GROUP SERVICES COMPANY (THE) | OGSC DISTRIBUTOR, INC. | NEW ENERGY CAPITAL | MUNDER CAPITAL MANAGEMENT | INTEGRITY ASSET MANAGEMENT

CRD#: 37059 / SEC#: , 8-47577

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144
Phone number
(216) 898-2400
Established
Delaware since 06/03/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VICTORY CAPITAL OPERATING, LLCSOLE SHAREHOLDER
INKS, DONALD ANTHONYCHIEF OPERATIONS OFFICER2311245
MATHES, CHARLES BCHIEF COMPLIANCE OFFICER5980160
POLICARPO, MICHAEL DENNIS IIPRESIDENT4316912
PONTE, CHRISTOPHER ANTONICFO/FINOP5968469

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VICTORY CAPITAL SERVICES, INC.

CRD#: 37059Boston, MA 02109

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