Joshua B. Gilbert

FORESIDE FINANCIAL SERVICES

Portland, ME 04101

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CRD#: 4409430

Professional summary

Joshua Benjamin Gilbert, CFP®, CIMA®, who also goes by Joshua Benjamin Gilbert, Joshua Gilbert, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2008. Joshua has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joshua Benjamin Gilbert | Joshua Gilbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Benjamin Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

June 5, 2024 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 148477

Portland, ME

Past

October 27, 2020 - May 15, 2024

VICTORY CAPITAL SERVICES, INC.

CRD#: 37059

Boston, MA

Past

January 2, 2020 - October 19, 2020

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

Marlborough, MA

Past

March 1, 2016 - October 21, 2020

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

Southborough, MA

Past

December 22, 2014 - December 31, 2019

BMO INVESTMENT DISTRIBUTORS, LLC

CRD#: 146711

MARLBOROUGH, MA

Past

March 11, 2008 - December 31, 2009

NORTHERN TRUST SECURITIES, INC.

RIA

CRD#: 7927

BOSTON, MA

Past

February 12, 2008 - October 9, 2014

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/5/2024)

Connecticut
(6/5/2024)

Delaware
(6/5/2024)

District of Columbia
(6/5/2024)

Florida
(6/5/2024)

Maine
(6/5/2024)

Maryland
(6/5/2024)

Massachusetts
(6/5/2024)

New Hampshire
(6/5/2024)

New Jersey
(6/5/2024)

New York
(6/5/2024)

Pennsylvania
(6/5/2024)

Rhode Island
(6/5/2024)

Texas
(6/5/2024)

Vermont
(6/5/2024)

Virginia
(6/5/2024)

West Virginia
(6/5/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/10/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/11/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joshua B. Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Benjamin Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

VICTORY CAPITAL SERVICES, INC.

FORESIDE FINANCIAL SERVICES, LLC

BMO ASSET MANAGEMENT CORP.

BMO INVESTMENT DISTRIBUTORS, LLC

NORTHERN TRUST SECURITIES, INC.

NORTHERN TRUST SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/10/2008

SIE

Date: 10/1/2018

Series 7

Date: 2/11/2008

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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