Henry W. Sage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Williams Sage, who also goes by Henry Williams Sage, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2002. Henry had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2008 - June 4, 2012
SIGNAL HILL CAPITAL GROUP LLC
September 16, 2003 - October 24, 2008
B. RILEY SECURITIES, INC.
October 16, 2002 - July 31, 2003
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNAL HILL CAPITAL GROUP LLC
CRD#: 122782 / SEC#: , 8-65530
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SIGNAL HILL HOLDINGS LLC | INVESTOR | |
| ANDREWS, GREGORY DOUGLAS | FINOP/CFO | 2065440 |
| CRAIG, ELISABETH FANDETTI | GENERAL COUNSEL | 4293744 |
| DONOHUE, JOSEPH THOMAS | DIRECTOR | 1630441 |
| DONOVAN, MOIRA MELLOY | CHIEF COMPLIANCE OFFICER | 2777423 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| IKEDA, HIROKI | DIRECTOR | 2485395 |
| KOHR, WILLIAM EDWARD | DIRECTOR | 1563851 |
| NAKAMURA, NAOYA | DIRECTOR | 5730603 |
| SAWANO, TAKAYUKI | DIRECTOR | 1763737 |
| SUZUKI, NAOKI | DIRECTOR | 6643504 |
| WIELER, SCOTT ALAN | CHAIRMAN, CEO, DIRECTOR | 1946538 |
Red Flags
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