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Elisabeth Fandetti Craig

CRD# 4293744·Registered 2000 - 2019
Previously Registered: Being a previously registered professional could mean that Elisabeth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Elisabeth Fandetti Craig, who also goes by Fandetti Craig, was a registered financial advisor. Elisabeth was a previously registered financial professional and started their career in finance 2000 - 2019. Elisabeth had worked at 5 firms and has passed the SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Fandetti Craig

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

DC ADVISORY·CRD# 129919
BD
Washington Dc, DC
March 1, 2018 - February 4, 2019
SIGNAL HILL CAPITAL GROUP LLC·CRD# 122782
BD
Baltimore, MD
November 10, 2016 - March 1, 2018
FRANKLIN DISTRIBUTORS, LLC·CRD# 109064
BD
Baltimore, MD
October 31, 2005 - November 10, 2016
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
April 28, 2003 - November 30, 2005
ALLFIRST BROKERAGE CORPORATION·CRD# 17531
BD
Baltimore, MD
November 14, 2000 - February 27, 2003

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Current Firm

DA
DC ADVISORY

DAIWA CORPORATE ADVISORY LLC | SAGENT ADVISORS, LLC | SAGENT ADVISORS, INC. | SAGENT ADVISORS INC. | DCS ADVISORY LLC | DC ADVISORY US | DC ADVISORY

CRD#: 129919 / SEC#: 8-66273
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

605 Third Avenue 11th Floor, New York, NY 10158

Mailing Address

605 Third Avenue 11th Floor, New York, NY 10158

Phone Number

(212) 904-9400

Established

Delaware since 04/01/2012

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DAIWA CORPORATE ADVISORY HOLDINGS INC.SHAREHOLDER—
BAYER, JONATHAN LEWISGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER5050555
DONOHUE, JOSEPH THOMASVICE CHAIRMAN1630441
EDMONDSON, ERIC WINSTONVICE CHAIRMAN1441360
KOHR, WILLIAM EDWARDCHIEF EXECUTIVE OFFICER1563851
PACITTO, PETER JOSEPHCHIEF ADMINISTRATIVE OFFICER, CFO, FINOP1700696

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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