Judy A. Mcghie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judy Ann Marie Mcghie, who also goes by Judy A Mcghie, Judy Ann Mcghie, Judy Ann Marie Mcghie, was a registered financial professional .
Judy is a previously registered financial professional and started their career in finance in 2002. Judy had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2024 - July 24, 2025
TRUIST INVESTMENT SERVICES, INC.
September 23, 2022 - May 29, 2024
TRUIST SECURITIES, INC.
April 6, 2021 - August 31, 2022
TRIAD ADVISORS LLC
April 6, 2021 - August 31, 2022
SECURITIES AMERICA, INC.
December 16, 2015 - March 10, 2016
VALIC FINANCIAL ADVISORS, INC.
April 25, 2013 - August 31, 2022
WOODBURY FINANCIAL SERVICES, INC.
March 27, 2008 - October 29, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
March 27, 2008 - March 3, 2009
ADVANTAGE CAPITAL CORPORATION
March 27, 2008 - August 31, 2022
OSAIC SERVICES, INC.
March 27, 2008 - August 31, 2022
OSAIC WEALTH, INC.
December 10, 2007 - August 31, 2022
FSC SECURITIES CORPORATION
September 4, 2007 - November 19, 2007
MORGAN STANLEY & CO. LLC
March 26, 2002 - May 21, 2007
TRUIST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
