AJ
Alison M. Janke
CETERA INVESTMENT ADVISERS LLC
PORT RICHEY, FL 34668
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CRD#: 4409155
AJ
Professional summary
Alison Marie Janke, who also goes by Alison Marie Rosenberg, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Port Richey, Florida and CETERA WEALTH SERVICES, LLC located in Port Richey, Florida.
Alison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Alison has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alison Marie Rosenberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: REVOCABLE TRUST ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL PROPERTIES ; START DATE: 11/2018 ; APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: OWNER ; BRIEF DESCRIPTION OF DUTIES: TRUST OWNS MULTIPLE RENTAL PROPERTIES ; (2) FIXED INSURANCE - 2 HOURS A MONTH DURING TRADING HOURS. (3) NAME OF OTHER BUSINESS: RJ WEALTH MANAGEMENT GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA FOR TAX PURPOSES ; POSITION/TITLE/RELATIONSHIP: OWNER ; START DATE: 04/2011 ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: DBA FOR BANKING AND TAX PURPOSES ONLY ; (4) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY ; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC ; START DATE: 01/2012 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS FOR CLIENTS WHEN NECESSARY ; (5) NAME OF OTHER BUSINESS: SUMMIT FINANCIAL NETWORKS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2011; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (6) NAME OF OTHER BUSINESS: Flow Yoga LLC INVESTMENT RELATED: NO, ADDRESS: 7711 GRAND BLVD, PORT RICHEY, FL, 34668, NATURE OF BUSINESS: FITNESS STUDIO, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: OWN AND OPERATE YOGA STUDIO;
CRS (Client Relationship Summary) - RIA
Click below to view Alison Marie Janke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5545 Pasco Way, Port Richey, FL 34668RIA
CRD#: 105644
PORT RICHEY, FL
Current
August 23, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5545 Pasco Way, Port Richey, FL 34668BD
CRD#: 13572
Port Richey, FL
Past
March 22, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
PORT RICHEY, FL
Past
May 6, 2011 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
PORT RICHEY, FL
Past
April 15, 2011 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
PORT RICHEY, FL
Past
March 2, 2007 - April 20, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
HOLIDAY, FL
Past
February 28, 2007 - April 20, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HOLIDAY, FL
Past
August 24, 2001 - March 2, 2007
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
TAMPA, FL
Past
August 23, 2001 - March 2, 2007
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(12/21/2022)
RR
Arizona(8/22/2025)
RR
California(9/20/2019)
RR
Colorado(9/20/2019)
RR
Connecticut(3/12/2020)
RR
Florida(9/13/2019)
IAR
Florida(4/12/2023)
RR
Georgia(9/20/2019)
RR
Illinois(2/23/2023)
RR
Indiana(9/20/2019)
RR
Iowa(5/23/2025)
RR
Kentucky(9/20/2019)
RR
Maryland(9/20/2019)
RR
Massachusetts(7/14/2025)
RR
Michigan(10/19/2020)
RR
New Hampshire(11/1/2019)
RR
New Jersey(9/20/2019)
RR
New York(9/20/2019)
RR
North Carolina(9/20/2019)
RR
Ohio(9/20/2019)
RR
South Carolina(7/17/2020)
RR
South Dakota(12/7/2022)
RR
Tennessee(8/27/2024)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Vermont(6/13/2025)
RR
Virginia(9/20/2019)
RR
Washington(12/6/2022)
RR
West Virginia(9/20/2019)
RR
Wisconsin(1/9/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Port Richey, FL 34668TRUST BUT VERIFY
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