MB
Michael D. Bluhm
JEFFERIES LLC
Los Angeles, CA 90025
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CRD#: 4408796
MB
Professional summary
Michael D Bluhm, who also goes by Michael Dean Bluhm, Michael Bluhm, is a registered financial professional currently at JEFFERIES LLC located in Los Angeles, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael Dean Bluhm | Michael Bluhm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael D Bluhm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2024 - Present
JEFFERIES LLC
Office #1: 11100 Santa Monica Boulevard, Los Angeles, CA 90025BD
CRD#: 2347
Los Angeles, CA
Past
March 31, 2021 - May 15, 2024
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
Los Angeles, CA
Past
December 6, 2005 - October 24, 2017
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
LOS ANGELES, CA
Past
October 17, 2001 - November 15, 2005
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/24/2025)
RR
Alaska(10/24/2025)
RR
Arizona(10/24/2025)
RR
Arkansas(10/24/2025)
RR
California(10/24/2025)
RR
Colorado(5/10/2024)
RR
Connecticut(10/24/2025)
RR
Delaware(10/24/2025)
RR
District of Columbia(5/10/2024)
RR
Florida(5/10/2024)
RR
Georgia(10/24/2025)
RR
Hawaii(10/24/2025)
RR
Idaho(10/24/2025)
RR
Illinois(10/24/2025)
RR
Indiana(10/24/2025)
RR
Iowa(10/24/2025)
RR
Kansas(10/24/2025)
RR
Kentucky(10/24/2025)
RR
Louisiana(5/10/2024)
RR
Maine(10/24/2025)
RR
Maryland(5/10/2024)
RR
Massachusetts(10/24/2025)
RR
Michigan(10/24/2025)
RR
Minnesota(10/24/2025)
RR
Mississippi(10/24/2025)
RR
Missouri(10/24/2025)
RR
Montana(10/24/2025)
RR
Nebraska(10/24/2025)
RR
Nevada(10/24/2025)
RR
New Hampshire(10/24/2025)
RR
New Jersey(10/24/2025)
RR
New Mexico(10/24/2025)
RR
New York(10/24/2025)
RR
North Carolina(10/24/2025)
RR
North Dakota(10/24/2025)
RR
Ohio(10/26/2025)
RR
Oklahoma(10/24/2025)
RR
Oregon(10/24/2025)
RR
Pennsylvania(10/24/2025)
RR
Puerto Rico(5/10/2024)
RR
Rhode Island(10/24/2025)
RR
South Carolina(10/24/2025)
RR
South Dakota(10/24/2025)
RR
Tennessee(10/24/2025)
RR
Texas(10/24/2025)
RR
Utah(10/24/2025)
RR
Vermont(10/24/2025)
RR
Virgin Islands(10/24/2025)
RR
Virginia(10/24/2025)
RR
Washington(10/24/2025)
RR
West Virginia(10/24/2025)
RR
Wisconsin(10/24/2025)
RR
Wyoming(10/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 3/31/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JL
JEFFERIES LLC
JEFFERIES & COMPANY, INC. | JEFFERIES LLC
CRD#: 2347 / SEC#: , 8-15074
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
520 Madison Avenue, New York, NY 10022
Mailing Address
520 Madison Avenue 16th Floor, New York, NY 10022
Phone number
(212) 284-2300
Established
Delaware since 03/01/2013
Firm type
Limited Liability Company
Fiscal year end
November
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERIES FINANCIAL GROUP INC | DIRECT OWNER | |
| CAGNO, MARK LAWRENCE | GLOBAL CONTROLLER, MANAGING DIRECTOR | 2510148 |
| FISCELLA, MICHAEL EUGENE | GLOBAL HEAD OF OPERATIONS, MANAGING DIRECTOR | 2490187 |
| FORLENZA, PETER CHARLES | GLOBAL HEAD OF EQUITIES, MANAGING DIRECTOR | 2366985 |
| FRIEDMAN, BRIAN PAUL | DIRECTOR AND CHAIRMAN, EXECUTIVE COMMITTEE | 1298550 |
| HANDLER, RICHARD BRIAN | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1563245 |
| LARSON, MATTHEW SCOTT | EXECUTIVE VICE PRESIDENT AND CFO/ PRINCIPAL FINANCIAL OFFICER | 2605152 |
| SCORAN, LAURI A | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | 2060170 |
| SHARP, MICHAEL JAMES | GENERAL COUNSEL, SECRETARY, EXECUTIVE VICE PRESIDENT | 1013864 |
| STACCONI, JOHN FRANCO | TREASURER | 1814227 |
Disclosures
| Regulatory Event | 133 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
