Mark A. Haynes

MASON INVESTMENT ADVISORY SERVICES

Reston, VA 20190

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CRD#: 4408607

Professional summary

Mark Alexander Haynes, CFP® is a registered financial advisor currently at MASON INVESTMENT ADVISORY SERVICES INC located in Reston, Virginia and MASON SECURITIES, INC. located in Reston, Virginia.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Mark has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Target Corporation. Floor Associate in retail department. Not investment related. Seasonal, part time work commencing 12/1/23. Approximately 8 hours per month on weekends. No hours devoted during trading hours. Compensation will be paid hourly based on number of hours worked. No personal financial investment in this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alexander Haynes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

May 2, 2023 - Present

MASON INVESTMENT ADVISORY SERVICES INC

Office #1: 11921 Freedom Drive Suite 1000, Reston, VA 20190

RIA

CRD#: 111113

Reston, VA

Current

August 17, 2011 - Present

MASON SECURITIES, INC.

Office #1: 11921 Freedom Drive Suite 1000, Reston, VA 20190

CRD#: 12967

Reston, VA

Past

April 1, 2008 - August 4, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

RESTON, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASON INVESTMENT ADVISORY SERVICES INC

CRD#: 111113 / SEC#: 801-18054

RIA

Registered Investment Advisory firm - (12/20/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(8/17/2011)

IAR

Virginia
(5/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/7/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/31/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 6/10/2011

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 5/27/2011

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

MASON INVESTMENT ADVISORY SERVICES INC

CRD#: 111113 / SEC#: 801-18054

RIA

Registered Investment Advisory firm - (12/20/1982 Approved)

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Contact information

Main Address

11921 Freedom Drive Suite 1000, Reston, VA 20190

Mailing Address

Phone number

(703) 716-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,110
AUM (Assets Under Management)	$ 13,204,245,927

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Haynes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alexander Haynes's CRS (Customer Relationship Summary).

Certified licenses

Experience

MASON SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

MASON INVESTMENT ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2010

Series 63

Date: 4/7/2008

SIE

Date: 10/1/2018

Series 7

Date: 3/31/2008

Series 9

Date: 6/10/2011

Series 10

Date: 5/27/2011

FINRA

Current Firm

MASON INVESTMENT ADVISORY SERVICES INC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASON INVESTMENT ADVISORY SERVICES INC

TRUST BUT VERIFY

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