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VZ

Vincent E. Zupo

SAGE RHINO CAPITAL LLC
San Diego, CA
Some features on this profile are disabled
CRD#: 4408548
VZ

Professional summary

Vincent Emil Zupo, CIMA®, who also goes by VInce Zupo, Vincent Zupo, Vinny Emil Zupo, is a registered financial advisor currently at SAGE RHINO CAPITAL LLC located in San Diego, California.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Vincent has worked at 9 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Vince Zupo | Vincent Zupo | Vinny Emil Zupo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Emil Zupo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

July 23, 2025 - Present

SAGE RHINO CAPITAL LLC

RIA
CRD#: 290148
San Diego, CA
Past

April 14, 2023 - April 4, 2025

ALPHACORE CAPITAL LLC

RIA
CRD#: 174346
LA JOLLA, CA
Past

October 14, 2013 - February 10, 2022

AMG DISTRIBUTORS, INC.

BD
CRD#: 27314
STAMFORD, CT
Past

January 13, 2011 - November 7, 2012

BRADFORD & MARZEC, LLC

RIA
CRD#: 105654
LOS ANGELES, CA
Past

April 22, 2008 - January 19, 2010

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA
CRD#: 138756
BOSTON, MA
Past

April 16, 2008 - January 19, 2010

AMUNDI DISTRIBUTOR US, INC.

BD
CRD#: 24497
BOSTON, MA
Past

January 2, 2008 - April 21, 2008

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

January 21, 2004 - December 31, 2007

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA
Past

October 25, 2001 - July 26, 2002

SANDS BROTHERS & CO., LTD.

BD
CRD#: 26816
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
SAGE RHINO CAPITAL LLC
SAGE RHINO CAPITAL LLC

CRD#: 290148 / SEC#: 801-112150

RIA
Registered Investment Advisory firm - (12/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(7/23/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/14/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/4/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/1/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/12/2013
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/7/2001
General Securities Representative Examination

Current Firm

SR
SAGE RHINO CAPITAL LLC
SAGE RHINO CAPITAL LLC

CRD#: 290148 / SEC#: 801-112150

RIA
Registered Investment Advisory firm - (12/15/2017 Approved)
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Contact information

Main Address
101 Jefferson Drive, Menlo Park, CA 94025
Mailing Address
2995 Woodside Road, Suite 400-362, Woodside, CA 94062
Phone number
(650) 352-5600
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts1,441
AUM (Assets Under Management)$ 787,017,457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAGE RHINO CAPITAL LLC

CRD#: 290148San Diego, CA

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