Carl Chaikin
Professional summary
Carl Chaikin is a registered financial advisor currently at CHAIKIN CAPITAL MANAGEMENT INC. located in Woodcliff Lake, New Jersey.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Carl has worked at 4 firms and has passed the Series 63, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carl Chaikin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2005 - Present
CHAIKIN CAPITAL MANAGEMENT INC.
January 31, 1980 - January 19, 1989
UBS FINANCIAL SERVICES INC.
November 18, 1974 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
August 21, 1970 - October 11, 1974
SHIELDS MODEL ROLAND INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/12/2005)
Exams
PC
Date: 10/8/1987
AMEX Put and Call ExamSeries 1
Date: 7/16/1970
Registered Representative ExaminationCurrent Firm
CHAIKIN CAPITAL MANAGEMENT INC.
CRD#: 128842 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 55,768,000 |
Red Flags
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