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TJ

Todd Alexander Johnson

BEACON SECURITIES US LIMITED
TORONTO, ONTARIO,
·CRD# 4407351·17 years experience

Professional Summary

Todd Alexander Johnson, who also goes by Todd Alexander Johnson Mr., is a registered financial advisor currently at BEACON SECURITIES US LIMITED. Todd is registered as a RR (Registered Representative) and started their career in finance in 2009. Todd has worked at 5 firms and has passed the Series 63, SIE and Series 37 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Todd Alexander Johnson Mr.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

BEACON SECURITIES US LIMITED·CRD# 306613
BD
66 Wellington Street West Suite 4050, Toronto, Ontario, M5K 1H1
November 11, 2020 - Present
CANACCORD GENUITY LLC·CRD# 1020
BD
Toronto
July 15, 2014 - June 24, 2016
DESJARDINS SECURITIES INTERNATIONAL INC.·CRD# 112417
BD
Toronto, Ontario
September 7, 2012 - March 27, 2014
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
October 27, 2010 - February 17, 2012
PARADIGM CAPITAL U.S. INC.·CRD# 104425
BD
Toronto
June 10, 2009 - August 11, 2010

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Current Firm

BS
BEACON SECURITIES US LIMITED

BEACON SECURITIES US LIMITED

CRD#: 306613 / SEC#: 8-70463
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

66 Wellington Street West Suite 4050, Toronto, Ontario, M5K 1H1

Mailing Address

66 Wellington Street West Suite 4050, Toronto, Ontario, M5K 1H1

Phone Number

(416) 643-3830

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BEACON SECURITIES LIMITEDSOLE OWNER—
DANIELS, RICHARD MATTHEWFINOP, PFO & POO5877964
IFERGAN, MOSHEHEAD OF SALES7042825
IFERGAN, MOSHECHIEF EXECUTIVE OFFICER7042825
IFERGAN, MOSHECHIEF COMPLIANCE OFFICER7042825
WETHERLY, BRUCE FORRESTBOARD MEMBER7042320

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)

Passed Jun 2009
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Todd Alexander Johnson's CRS (Customer Relationship Summary).

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TJ
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